Search Images Maps Play YouTube News Gmail Drive More »
Sign in
Libros Libros
" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
Vista completa - Acerca de este libro

Federal Statutes on the Availability of Information

United States, United States. Congress. House. Committee on Government Operations - 1960 - 303 páginas
...to section 78m (a) of this title and the rules and regulations issued thereunder. ******* (f ) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end...
Vista completa - Acerca de este libro

Small Business Investment Act Amendments of 1961: Hearings Before ...

United States. Congress. House. Committee on Banking and Currency. Subcommittee No. 2 - 1961 - 130 páginas
...company which is an investment company operating under the Small Business Investment Act of 1958, or who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which such a company is the issuer,...
Vista completa - Acerca de este libro

Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1961
...company which is an investment company operating under the Small Business Investment Act of 1958. or who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which such a company is the issuer,...
Vista completa - Acerca de este libro

President's 1961 Tax Recommendations: Hearings Before the Committee ..., Parte1

United States. Congress. House. Committee on Ways and Means - 1961 - 3613 páginas
...stockowner of mole than 10 percent of any stock as a principal stockholder. Subsection (a) requires every person ''who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security which is registered on a national security exchange to...
Vista completa - Acerca de este libro

Financial Markets, Hearings Before the Subcommittee on Financial Markets ...

United States. Congress. Senate. Committee on Finance - 1973
...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer." Thus a diversified company >s free to own in its 25% "basket" any amount of stock of any corporation,...
Vista completa - Acerca de este libro

Financial Markets: Hearings, Ninety-third Congress, First Session...

United States. Congress. Senate. Committee on Finance. Subcommittee on Financial Markets - 1973
...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer." Thus a diversified company ;s free to own in its 25% "basket" any amount of stock of any corporation,...
Vista completa - Acerca de este libro

Foreign Investments in the United States: Hearing Before the Subcommittee on ...

United States. Congress. Senate. Committee on Commerce. Subcommittee on Foreign Commerce and Tourism - 1974 - 220 páginas
...security issued by a closed-end investment company registered under the Investment Company Act of 1940, is directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within 10 days after such acquisition, send to the issuer of the security at its...
Vista completa - Acerca de este libro

Stockholders Investment Act of 1974: Hearing Before the Subcommittee on ...

United States. Congress. Senate. Committee on Finance - 1974 - 368 páginas
...1968, par. 11. value than 5 per centum of the value of such [diversified] management company and to not more than 10 per centum of the outstanding voting securities of such issuer." Moreover, blue sky regulations of certain major states impose even stricter limitations on...
Vista completa - Acerca de este libro

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1981
...amended (15 USC 78m), is amended by adding at the end thereof the following new subsection: "((?) (1) Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (d)(1) of this section shall send to...
Vista completa - Acerca de este libro

The Operations of Federal Agencies in Monitoring, Reporting On, and ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1978
...amended [15 USC 78m J, is amended by adding at the end thereof the following new subsection : "(g)(l) Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (d)(l) of this section shall send to...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF