...certificate from the custodian, as the Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closedend company...

...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer." SEC. 11. Paragraph (1) of subsection (a) of section 6 of the Investment Company Act of 1940,...

...to section 78m (a) of this title and the rules and regulations issued thereunder. ******* (f ) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end...

...company which is an investment company operating under the Small Business Investment Act of 1958, or who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which such a company is the issuer,...

...company which is an investment company operating under the Small Business Investment Act of 1958. or who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which such a company is the issuer,...

...stockowner of mole than 10 percent of any stock as a principal stockholder. Subsection (a) requires every person ''who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security which is registered on a national security exchange to...

...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer." Thus a diversified company >s free to own in its 25% "basket" any amount of stock of any corporation,...

...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer." Thus a diversified company ;s free to own in its 25% "basket" any amount of stock of any corporation,...

...security issued by a closed-end investment company registered under the Investment Company Act of 1940, is directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within 10 days after such acquisition, send to the issuer of the security at its...

...1968, par. 11. value than 5 per centum of the value of such [diversified] management company and to not more than 10 per centum of the outstanding voting securities of such issuer." Moreover, blue sky regulations of certain major states impose even stricter limitations on...