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" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 473 páginas
...institutional investment managers exercising investment discretion with respect to the same amount. (gXD Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (dXD of this section shall send to...
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Business Accounting and Foreign Trade Simplification Act: Joint Hearing ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on International Finance and Monetary Policy - 1986 - 242 páginas
...adding at the end thereof ownership, the following new subsection : »utement, filing. "(g)(!) Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (d)(l) of this section shall send to...
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Compilation of Selected Acts Within the Jurisdiction of the ..., Volumen1

United States, United States. Congress. House. Committee on Energy and Commerce - 1987
...or employee responsible for management or administration of a health maintenance organization, any person who is directly or indirectly the beneficial owner of more than 5 per centum of the equity of the organization, any person who is the beneficial owner of a mortgage,...
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Investigation of Lincoln Savings & Loan Association: Hearings Before the ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs - 1989
...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer. Note that this appears to leave 25% of the portfolio unconstrained with respect co diversification....
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1993
...according to their terms. DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. [78p] (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered pursuant to...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987
...institutional investment managers exercising investment discretion with respect to the same amount. (gXD Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (dXD of this section shall send to...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1988
...institutional investment managers exercising investment discretion with respect to the same amount. (gXD Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (dXD of this section shall send to...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States, United States Government Printing Office, United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 666 páginas
...Paragraphs (1) through (12) shall be given with respect to the corporation, each officer and director of the corporation, and each person who is directly or indirectly the beneficial owner of more than ten percent (10%) of the outstanding voting securities of the corporation. If any material change occurs...
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Budget Reconciliation Recommendations of the Committee on Finance ..., Volumen4

United States, United States. Congress. Senate. Committee on Finance - 1997 - 474 páginas
...partner, or employee responsible for management or administration of a Medicare Choice organization, any person who is directly or indirectly the beneficial owner of more than 5 percent of the equity of the organization, any person who is the beneficial owner of a mortgage,...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1997 - 720 páginas
...institutional investment managers exercising investment discretion with respect to the same amount. (g)(1) Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (d)(1) of this section shall send to...
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