| United States. Congress. Senate. Committee on Finance - 1997 - 488 páginas
...partner, or employee responsible for management or administration of a Medicare Choice organization, any person who is directly or indirectly the beneficial owner of more than 5 percent of the equity of the organization, any person who is the beneficial owner of a mortgage,... | |
| United States - 1997 - 776 páginas
...institutional investment managers exercising investment discretion with respect to the same amount. (g)(1) Any person who is directly or indirectly the beneficial owner of more than 5 per centum of any security of a class described in subsection (d)(1) of this section shall send to... | |
| Scott Brewer - 1998 - 404 páginas
...numerous known and unknown particulars under headings such as "vehicles," "punishment," "dogs," and "every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any [registered] equity security fother than an exempted securityl." After identifying... | |
| Paul K. Halverson, Arnold D. Kaluzny, Curtis P. McLaughlin, Glen P. Mays - 1998 - 504 páginas
...director, officer, partner or employee responsible for management or administration of an HMO and HIO; any person who is directly or indirectly the beneficial owner of more than 5% of the equity of the HMO; any person who is the beneficial owner of more than 5% of the HIO; or,... | |
| Philippines - 2001 - 286 páginas
...reconciled. SEC. 23. Transactions of Directors. Officers and Principal Stockholders. - 23.1. Every person who is directly or indirectly the beneficial owner of more than tender centum (10%) of any class of any equity security which satisfies the requirements of Subsection... | |
| United States. Congress. House. Committee on Energy and Commerce - 2002 - 224 páginas
...assumptions underlying such slalemem MA . tD. UIKKCTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS (a) Every person who is directly or indirectly the beneficial owner of more than 1 0 per centum of any class of any equity security (other than an exempted security) which is registered... | |
| Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - 2002 - 706 páginas
...obligations and profit disgorgement liability on officers and directors of a company, and on any stockholder who is, directly or indirectly, the beneficial owner of more than 10% of any class of equity security1 registered under the Exchange Act.2 These persons are deemed "insiders"... | |
| United States - 2003 - 962 páginas
...DISCLOSURES REQUIRED. — (1) DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS REQUIRED TO FILE. — Every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security (other than an exempted security) which is Sec. 16 SECURITIES... | |
| Julian Franks, Colin Mayer, Luis Correia da Silva - 2003 - 310 páginas
...greater in value than 5 per centum of the value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such issuer. Investment advice may be offered to investment companies internally and externally. Internal... | |
| Stanton P. Eigenbrodt - 2003 - 761 páginas
...reporting and short-swing profit recovery provisions of section 16 of the Exchange Act apply to every person who is directly or indirectly the beneficial owner of more than ten percent of any class of equity securities that is registered pursuant to section 12 of the Exchange... | |
| |