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" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Individual Income Tax Provisions of the Internal Revenue Code (second ...

United States. Congress. Internal Revenue Taxation Joint Committee - 1945 - 312 páginas
...not greater in value than 5 per centum of the value of the total assets of the taxpayer and to not more than 10 per centum of the outstanding voting securities of such issuer, and (B) not more than 25 per centum of the value of its total assets is invested in the securities...
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Individual Income Tax Provisions of the Internal Revenue Code: Applicable to ...

United States. Congress. Joint Committee on Internal Revenue Taxation - 1946 - 385 páginas
...not greater in value than 5 per centum of the value of the total assets of the taxpayer and to not more than 10 per centum of the outstanding voting securities of such issuer, and (B) not more than 25 per centum of the value of its total assets is invested in the securities...
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Decisions and Reports, Volumen10

United States. Securities and Exchange Commission - 1944
...greater In value than S per centum of tbe value of the total assets of such management company and to not more than 10 per centum of the outstanding voting securities of such Issuer. (2) "Nondiversified company" means any management company other than a diversified company....
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The Code of Federal Regulations of the United States of America

1985
...act shall be exempt from section 16 of the act insofar as that section would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such security, unless another equity security of the issuer of such unlisted security is...
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The Code of Federal Regulations of the United States of America

1971
...closed-end investment company registered under the Investment Company Act of 1940 (15 USC 80a-l et seq.), is directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within ten days after such acquisition, send to the issuer of the security at its...
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The Code of Federal Regulations of the United States of America

1968
...act shall be exempt from section 16 of the act insofar as that section would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such security, unless another equity security of the issuer of such unlisted security is...
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The Code of Federal Regulations of the United States of America

1971
...registered pursuant to section 12 of the Securities Exchange Act of 1934, as amended, (the Act) is directly or indirectly the beneficial owner of more than 10 per centum of such class shall, within 10 days after such acquisition, send to the bank at its principle executive...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999
...director, officer, partner, or employee responsible for management or administration of an HMO, any person who is directly or indirectly the beneficial owner of more than 5 percent of the equity of the HMO. any person who is the beneficial owner of a mortgage, deed of trust,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988
...director, officer, partner, or employee responsible for management or administration of an HMO, any person who is directly or indirectly the beneficial owner of more than 5 percent of the equity of the HMO, any person who is the beneficial owner of a mortgage, deed of trust,...
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The Code of Federal Regulations of the United States of America

1987
...director, officer, partner, or employee responsible for management or administration of an HMO, any person who is directly or indirectly the beneficial owner of more than 5 percent of the equity of the HMO, any person who is the beneficial owner of a mortgage, deed of trust,...
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