...covered equity security in contravention of the prescribed rules of the Commission. In addition, every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any covered equity security, or who is a director or an officer of the issuer...

...covered equity security in contravention of the prescribed rules of the Commission. In addition, every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any covered equity security, or who is a director or an officer of the issuer...

...not greater in value than 5 per centum of the value of the total assets of the taxpayer and to not more than 10 per centum of the outstanding voting securities of such issuer, and (B) not more than 25 per centum of the value of its total assets is invested in the securities...

...every officer or director of a company with an equity security registered on an exchange, and every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity securities so registered must file certain reports, is that correct...

...certificate from the custodian, as the Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closed-end...

...provision of this section shall prevail. DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national...

...Commission's proxy rules before this subcommittee on June 15. Section 16 (a) of the Exchange Act requires each person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security — other than an exempted security — which is registered...

...to the same requirement. I am informed that the Securities Exchange Act of 1934 provides that every person who is directly or indirectly the beneficial owner of more than 10 percent of any equity security of such a company must report the fact to the Commission within 10 days...

...securities laws. For example, section 16 (a) of the Securities Exchange Act of 1934 requires every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security which is registered on a national securities exchange,...

...certificate from the cuatodian, as the Commission may prescribe by rules and regulations. (f) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered closedend company...