 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent.... | |
 | United States - 1959 - 324 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent.... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, by menus of any manipulative, deceptive, or other fraudulent...for the purposes of this subsection, by rules and regulntions define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent.... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent.... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, by means of sny manipulative, deceptive, or other fraudulent device or contrivance. The Commission shall, for the... | |
 | United States. Congress. House. Committee on the District of Columbia - 1964 - 174 páginas
...interest. Under section 15 of the 1934 act, brokers or dealers are prohibited from effecting transactions by means of any manipulative, deceptive, or other fraudulent device or contrivance. SEC regulations require applications for registration of brokers and dealers to be filed on a special... | |
 | United States. Congress. House. Committee on the District of Columbia - 1964 - 1598 páginas
...interest. Under section 15 of the 1934 act, brokers or dealers are prohibited from effecting transactions by means of any manipulative, deceptive, or other fraudulent device or contrivance. SEC regulations require applications for registration of brokers and dealers to be filed on a special... | |
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No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers... 
