 | United States - 1994 - 1332 páginas
...acceptances, or commercial bills) otherwise than on a national securities exchange of which it is a member w Q] ~ nC +gbsZ %]u 3 m M ~/ l wȾy7oo G 篯 t Ӗ C (B) No municipal securities dealer shall make use of the mails or any means or instrumentality of interstate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers. acceptances, or commercial bills) otherwise than on a national...by means of any manipulative, deceptive, or other farudulent device or contrivance. The Commission shall, for the purposes of this subsection, by rules... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...by means of any manipulative, deceptive, or other farudulent device or contrivance. The Commission shall, for the purposes of this subsection, by rules... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1946 - 64 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national securities exchange, by means of any manipulation, deceptive, or other fraudulent device or contrivance. The Commission shall, for the purposes... | |
 | 1950 - 634 páginas
...commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national secur ities exchange, by means of any manipulative, deceptive,...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive or otherwise fraudulent"... | |
 | United States. Congress. House. Committee on the Judiciary - 1953 - 1242 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...deceptive, or other fraudulent device or contrivance." The section clearly includes within its purview all securities "other than" specifically exempted of "commercial... | |
 | United States. Securities and Exchange Commission - 1953 - 1386 páginas
...purchase or sate *t any security (other than commercial paper, bankers' acceptances, or commercial WH-" otherwise than on a national securities exchange, by means of any manipulative, deceprir? or other fraudulent device or contrivance. The Commission shall, for the purposes of tM*... | |
 | United States - 1955 - 54 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent.... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1956 - 698 páginas
...or sale of (other than commercial paper, bankers' acceptances, or commercial bills) any security ; otherwise than on a national securities exchange by...deceptive, or other fraudulent device or contrivance. And then it has one here, a person getting a business in a deceptive way. Section 3 says you shall... | |
 | United States. Congress. Senate. Committee on the Judiciary - 1956 - 1588 páginas
...or sale of (other than commercial paper, bankers' acceptances, or commercial bills) any security ; otherwise than on a national securities exchange by...deceptive, or other fraudulent device or contrivance. And then it has one here, a person getting a business in a deceptive way. Section 3 says you shall... | |
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No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers... 
