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" ... including but not limited to transfer of any of the securities, joint ventures, loan or option arrangements, puts or calls... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 784 páginas
...the issuer, including but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such conSECURITIES AND EXCHANGE COMMISSION tracts, arrangements, or understandings...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 600 páginas
...the bank. Including but not limited to Joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 966 páginas
...the bank, including but not limited to Joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
...the bank. Including but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 900 páginas
...ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profit, division of losses or profits, or the giving or withholding of proxies. If so, name the parties to such contracts, arrangements or understandings and give the details thereof....
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profit, division of losses or profits, or the giving or withholding of proxies. If so, name the parties to such contracts, arrangements or understandings and give the details thereof....
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...any other contracts, arrangements and understandings regarding the purchase or sale of securities, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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