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" ... including but not limited to transfer of any of the securities, joint ventures, loan or option arrangements, puts or calls... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Hearings, Reports and Prints of the Senate Committee on Banking and ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency - 1956 - 424 páginas
...any other contracts, arrangements and understandings regarding the purchase or sale of securities, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., Parte1

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 172 páginas
...the issuer, including but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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SEC Enforcement Problems: Hearing Before a Subcommittee of the ..., Parte1

United States. Congress. Senate. Committee on Banking and Currency - 1957 - 176 páginas
...issuer including joint ventures, loan or option arrangements, puts or calls, guaranties against or division of losses or profits, or the giving or withholding of proxies," and, if any such arrangements exist, the details must be furnished. 6. A statement of the amount of...
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The Insurance Industry: Hearings Before the Subcommittee on Antitrust and ...

United States. Congress. Senate. Committee on the Judiciary - 1968 - 914 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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Conflict of Interest Problems in SBIC's, Hearing Before a ..., Volúmenes22-23

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 166 páginas
...the issuer, including but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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Small Business Investment Program, Hearings Before ... , 88-2, Pursuant to H ...

United States. Congress. House. Select Committee on Small Business - 1964 - 258 páginas
...Southwest Corp., including but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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Small Business Investment Program: Hearings Before the Select Committee on ...

United States. Congress. House. Select Committee on Small Business - 1964 - 264 páginas
...Southwest Corp., including but not limited to joint ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profits,...profits, or the giving or withholding of proxies. If so, name the persons with whom such contracts, arrangements, or understandings exist and give the...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966 - 480 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understanding have been entered into,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1182 páginas
...ventures, loan or option arrangements, puts or calls, guarantees against loss or guarantees of profit, division of losses or profits, or the giving or withholding of proxies. If so, name the parties to such contracts, arrangements or understandings and give the details thereof....
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Takeover Bids, Hearing Before the Subcommittee on Commerce and Finance ...

United States. Congress. House. Interstate and Foreign Commerce - 1968 - 82 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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