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" control' (including the terms 'controlling,' 'controlled by' and 'under common control with') means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership... "
The Code of Federal Regulations of the United States of America Having ... - Página 271
1939
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Due Diligence in Business Transactions

Gary M. Lawrence - 2023 - 1506 páginas
...reporting ownership of, and transactions in, securities of the Company on Forms 3, 4 and 5. The term 'control' (including the terms 'controlling,' 'controlled...'under common control with') means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of...
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Mutual-to-stock Conversions--S. 1801: Hearing Before the Committee ..., Volumen4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1994 - 120 páginas
...written waiver from any requirement of this rule. (Nl For purposes of this rule: 1 I l The term "control" means the possession. directly or indirectly, of the power to direct or cause the direction ot the management and policies of a person. whether through the ownership of voting securities,...
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H.R. 3615, the Mutual Bank Conversion Act: Hearing Before the ..., Volumen4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance - 1994 - 144 páginas
...written waiver from any requirement of this rule. (N) For purposes of this rule: ( 1 ) The term "control" means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1995 - 1038 páginas
...charged. Control (including the terms controlling, controlled by, and under common control with) Is the possession, directly or Indirectly, of the power...the management and policies of a company, whether roch power is exercised through one or more Intermediary companies, or alone, or in conjunction with,...
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Raising Capital: Private Placement Forms

J. Robert Brown Jr, J. Robert Brown, Jr., Herbert B. Max - 1995 - 5628 páginas
...officer, employee, partner, customer, supplier, or other person. (As used herein, the term "control" means the possession, directly or indirectly, of the power to direct or cause the direction of management, policies, or activities of a person or entity, whether through ownership...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 686 páginas
...tbt ehwf inaunnc* rtfuUiarr officiml whoivwr iht woi4 'oommiMiea*r' Appea»i. C. "Control " The term "control" (including the terms 'controlling," 'controlled...•under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of...
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The Public Utility Holding Company Act of 1997--S. 621: Hearing ..., Volumen4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1997 - 328 páginas
...the definition of control that has been in the Commission' s accounting regulations since 1937 is: Control (including the terms controlling, controlled...and under common control with) means the possession. {. . .continued) Commission found that under section 203, the Commission had jurisdiction over the...
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Start-Up and Emerging Companies: Planning, Financing and Operating the ...

Gregory C. Smith - 2023 - 670 páginas
...which includes the power to dispose, or to direct the disposition, of such security. The term "control" means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities,...
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The Public Utility Holding Company Act of 1997--S. 621: Hearing ..., Volumen4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1998 - 326 páginas
...FERC at 61,328-329. See, eg, Bechtel Power Corp., 60 FERC 61,156 (1992). Docket No. EL97-15-000 - 19 directly or indirectly, of the power to direct or...management and policies of a company, whether such power ia exercised through on* or more intermediary companies, or alone, or in conjunction with, or pursuant...
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Portals and Related Matters, Evidence Warranting Further Action by ..., Volumen4

1999 - 348 páginas
...in question, any other Person controlling, controlled by or under common control with such Person. "Control" (including the terms "controlling," "controlled by" and "under common control with") means die possession, direct or indirect, of the power to direct or cause the direction of the management...
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