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" ... (2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and in the statement filed with the Commission, an amendment shall be transmitted to the issuer and the exchange... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 74
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...description of the shares in which such person has an interest and the nature of such interest. (2) If any material change occurs in the facts set forth in the statement sent to the issuer and filed with the Commission, an amendment shall be transmitted to the issuer and...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 556 páginas
...contracts, arrangements, or understandings have been entered into, and giving the details thereof. (2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and in the statement filed with the Commission, an amendment...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 886 páginas
...indirectly die beneficial owner of more than ten percent (10%) of the outstanding voting securities of the corporation. If any material change occurs in the...statement filed with the commissioner and sent to the insurer pursuant to this section, an amendment setting forth the change, together with copies of...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 674 páginas
...(10%) of the outstanding voting securities of the corporation. If any material change occurs in tile facts set forth in the statement filed with the commissioner and sent to the insurer pursuant to this section, an amendment setting forth the change, together with copies of...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1997 - 776 páginas
...contracts, arrangements, or understandings have been entered into, and giving the details thereof. (2) If any material change occurs in the facts set forth in the statements to the issuer and the exchange, and in the statement filed with the Commission, an amendment...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 686 páginas
...of the outstanding voting securities of the corporation. If any material change occurs in the farts set forth in the statement filed with the commissioner and sent to the insurer |Mi*«ii«ti* to this section, an —«-"»"'—* setting forth the change, together with...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1972
...continues after that date file the statement required by this section on or before January 28, 1971. (b) If any material change occurs In the facts set forth in the statement required by paragraph (a) of this section, the person who filed such statement shall promptly file...
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The Code of Federal Regulations of the United States of America

1970 - 548 páginas
...continues after such date, file the statement required by this paragraph on or before August 20, 1968. (2) If any material change occurs in the facts set forth in the statement required by subparagraph (1) of this paragraph, the person who filed such statement shall promptly...
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The Code of Federal Regulations of the United States of America

1971 - 592 páginas
...continues after such date, file the statement required by this paragraph on or before August 20, 1968. (2) If any material change occurs in the facts set forth in the statement required by subparagraph (1) of this paragraph, the person who filed such statement shall promptly...
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The Code of Federal Regulations of the United States of America

1971 - 600 páginas
...continues after such date, file the statement required by this paragraph on or before August 15, 1968. (2) If any material change occurs in the facts set forth in the statement required by subparagraph ( 1 ) of this paragraph, the person who filed such statement shall promptly...
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