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" affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term... "
Insurance Proposals for the District of Columbia: Hearings Before the ... - Página 71
por United States. Congress. House. District of Columbia Committee - 1973 - 100 páginas
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Code of Federal Regulations: 1985-1999

1984 - 350 páginas
...not subject to regulation by any other regu1atory body. (1) "Related company" means any company or person that directly or indirectly (through one or...intermediaries) controls, or is controlled by, or is under common control with, the reporting NVO. The term "control" shall include actual as well as legal...
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Structured Settlements and Periodic Payment Judgments

Daniel W. Hindert, Patrick J. Hindert, Joseph Julnes Dehner - 2023 - 1914 páginas
...provisions related to the business of insurance. Section 3. Definitions For the purposes of this Act: A. An "affiliate" of, or person "affiliated" with, a...under common control with, the person specified. B. "Ancillary state" means any state other than a domiciliary state. C. "Commissioner" means the insurance...
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Federal Insecticide, Fungicide, and Rodenticide Act Amendments of 1986 ...

United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry - 1986 - 216 páginas
...recklessly violate these provisions. An affiliate of a person is defined as a person who directly or indirectly, through one or more intermediaries, controls or is controlled by or is under common control with the other person. Penalties under section 1001 of title 18 of the United...
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Small Business Informational Package

1988 - 328 páginas
...investors. (b) Affiliate. An "affiliate" of, or person "affiliated" with, a specified person shall mean a person that directly, or indirectly through one...is under common control with, the person specified. (c) Aggregate offering price. "Aggregate offering price" shall mean the sum of all cash, services,...
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International Corporate Finance Package

United States. Securities and Exchange Commission. Division of Corporation Finance - 1989 - 244 páginas
...shall be stated. (b) Affiliate. An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through one...is under common control with, the person specified. 96 (c) Amount. The term "amount," when used in regard to securities, means the principal amount if...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 756 páginas
...Agent for the purposes of this Article only, shall include any person or concern that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the Berth Agent. The term "control" (including the terms "controlled by"...
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Insurance Company Regulation: Hearing Before the Subcommittee on ..., Volumen4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1991 - 396 páginas
...context requires otherwise (a) An "affiliate" of. or person "affiliated" with, a specific person, is a person that directly, or indirectly through one...is under common control with, the person specified. (W "Control" (including the terms "controlling", "con trolled by" and "under common control with")...
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Performance Profiles of Major Energy Producers (1993)

DIANE Publishing Company - 1995 - 208 páginas
...interest in the acreage. Affiliate: An "affiliate" of, or a person "affiliated" with, a specific person is a person that directly, or indirectly through one...is under common control with, the person specified. The term "affiliate" includes any subsidiary or parent of the person specified. Amortization: The depreciation,...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1999 - 740 páginas
...following definitions shall apply: (A) AFFILIATE OF THE ISSUER.— The term "affiliate of the issuer" means a person that directly or indirectly, through...intermediaries, controls or is controlled by or is under common control with, the issuer. (B) COVERED CLASS ACTION. — The term "covered class action"...
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Raising Capital: Private Placement Forms

J. Robert Brown Jr, J. Robert Brown, Jr., Herbert B. Max - 1995 - 5628 páginas
...amended. "Affiliate" or "Affiliated Person" means, when used with reference to a specified person, (i) any person that directly or indirectly through one or...intermediaries controls or is controlled by or is under common control with the specified person, (ii) any person which is an officer, general partner...
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