 | 1967 - 740 páginas
...otherwise requires: (a) Affiliate. An "affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one...under common control with, the person specified. (b) Bank holding company. The term "bank holding company" means a person which is engaged, either directly... | |
 | 1988 - 806 páginas
...indicated in this rule: Affiliate. An "affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one...is under common control with, the person specified. Amount. The term "amount," when used in regard to securities, means the principal amount if relating... | |
 | 1999 - 704 páginas
...shall be stated. (b) Affiliate. An affiliate of, or a person affiliated with, a specific person is a person that directly, or indirectly through one...is under common control with, the person specified. (c) Amount. The term amount, when used in regard to securities, means the principal amount if relating... | |
 | 1998 - 784 páginas
...shall be stated. (b) Affiliate. An affiliate of, or a per-son affiliated with, a specific person is (c) Amount. The term amount, when used In regard to securities, means the principal amount if relating... | |
 | 1979 - 1804 páginas
...included as "securities of the issuer." (2) Affiliate. The term "affiliate" of or "affiliated" with a person means a person that directly or indirectly...intermediaries, controls, or is controlled by, or Is under common control with such person. (3) Executive officer. The term "executive officer" means the... | |
 | 1970 - 670 páginas
...“affiliate” of, or a person “affiliated” with, a specified person, Is a person that dlrect]y, or indirectly through one or more intermediaries, controls,...is under common control with, the person specified. 147 (b) Bank holding company. The term “bank holding company” means a person which Is engaged,... | |
 | 1978 - 1130 páginas
...included as "securities of the issuer." ,12) Affiliate. The term "affiliate" of or "affiliated" with a person means a person that directly or indirectly...intermediaries, controls, or is controlled by, or is under common control with such person. (3) Executive officer. The term "executive officer" means the... | |
 | 1979 - 1228 páginas
...included as "securities of the issuer." (2) Affiliate. The term "affiliate" of or "affiliated" with a person means a person that directly or indirectly...intermediaries, controls, or is controlled by, or is under common control with such person. (3) Executive officer. The term "executive officer" means the... | |
 | 1987 - 530 páginas
...following definitions shall apply for the purposes of this section. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person... | |
 | 1975 - 828 páginas
...of, or a person “affiliated” with, a specified person) means a person that directly, or mdirectly through one or more Intermediaries, controls, or Is...controlled by, or Is under common control with, the person specifie¿ (C) The term “amount,” when used with respect to securities, means the principal amount... | |
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affiliate' of, or a person 'affiliated' with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. "(f) Control. The term... 
