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" Board such action is necessary or appropriate in the public interest. (5) It shall be unlawful for any person to make... "
Laws enacted in the general assembly of the commonwealth - Página 109
1885
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971
...in the judgment of the Board such action is necessary or appropriate in the public interest. (5) It shall be unlawful for any person to make, or cause to be made, any representation to the effect that the inclusion of a security on such list of OTC margin stocks is...
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Securities Regulations for the District of Columbia: Hearing Before a ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 59 páginas
...unless the security or transaction is exempted by section 302. SEC. 304. MISLEADING FILINGS. — It shall be unlawful for any person to make or cause to be made, in any document filed with the Director or in any proceedings under these regulations, any statement...
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Securities Regulations for the District of Columbia: Hearing Before a ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 59 páginas
...unless the security or transaction is exempted by section 302. SEC. 304. MISLEADING FILINGS. — It shall be unlawful for any person to make or cause to be made, in any document filed with the Director or in any proceedings under these regulations, any statement...
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Hearings

United States. Congress. House. Committee on the District of Columbia - 1964
...communication addressed or intended for distribution to prospective investors. MISLEADING FILINGS SEC. !». It shall be unlawful for any person to make or cause to be made, in any document filed with the Commission or in any proceeding under this Act. any statement which...
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District of Columbia Securities Act: Hearings Before the Subcommittee on the ...

United States. Congress. Senate. Committee on the District of Columbia, United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary - 1964 - 131 páginas
...communication addressed or intended for distribution to prospective investors. MISLEADING PILINGS SEC. 9. It shall be unlawful for any person to make or cause to be made, in any document filed with the Commission or in any proceeding under this Act, any statement which...
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Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - 1964 - 165 páginas
...communication addressed or intended for distribution to prospective investors. MISLEADING FILINGS SEC. 9. It shall be unlawful for any person to make or cause to be made, in any document filed with the Commission or in any proceeding under this Act. any statement which...
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District of Columbia Securities Act: Hearings...88-2...March 5, 19, and ...

United States. Congress. Senate. District of Columbia - 1964 - 131 páginas
...2(e) or used in an exempt transaction as defined in section 2 (f ) . MISLEADING FILINGS SEC. 9. It shall be unlawful for any person to make or cause to be made, in any document filed with the Commission or in any proceeding under this Act, any statement which...
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. District of Columbia - 1964 - 165 páginas
...communication addressed or intended for distribution to prospective investors. MISLEADING FILINGS SEC. 9. It shall be unlawful for any person to make or cause to be made, in any document filed with the Commission or in any proceeding under this Act, any statement which...
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - 1964
...2(e) or used in an exempt transaction as defined in section 2 (f ) . MISLEADING FILINGS SEC. 9. It shall be unlawful for any person to make or cause to be made, in any document filed with the Commission or in any proceeding under this Act, any statement which...
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Condominium Consumer Protection Act of 1975, Hearings Before ..., 94-1 on S ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1975 - 485 páginas
...be made to a prospective purchaser any representation contrary to the foregoing. It shall likewise be unlawful for any person to make or cause to be made in a property report to a prospective purchaser any statement or representation that is knowingly false...
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