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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 210
1964
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 528 páginas
...the plan of conversion. (16) Employee. The term employee does not include a director or officer. (17) Equity security. The term "equity security" means...warrant or right to subscribe to or purchase such security; or any such warrant or right. (18) FDIC. The term "FDIC" means the Federal Deposit Insurance...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 520 páginas
...the plan of conversion. (16) Employee. The term employee does not include a director or officer. (17) Equity security. The term "equity security" means...warrant or right to subscribe to or purchase such security; or any such warrant or right. (18) FDIC. The term "FDIC" means the Federal Deposit Insurance...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...Planned principal operations have commenced, but there has been no significant revenue therefrom. (1) Equity security. The term "equity security" means...or carrying any warrant or right to subscribe to or purchase euch a security; or any such warrant or right. (j) Fifty-percent-owned person. The term "50-percent-owned...
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The Code of Federal Regulations of the United States of America

2004 - 774 páginas
...in a joint venture, or certificate of interest in a business trust; any security future on any such security; or any security convertible, with or without...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1462 páginas
..."equity security" is defined by section 3(a)(ll) of the Act to mean "any stock or similar security; °r any security convertible, with or without consideration,...Purchase such a security; or any such warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
...relationship which has been established with a bank; (b) "Equity security" means any stock; or similar security convertible, with or without consideration,...purchase such a security; or any such warrant or right; or any other security which the Comptroller of the Currency shall deem to be of similar nature and...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 1016 páginas
...interest in a joint venture, or certificate of interest in a business trust; or any security convertib1e, with or without consideration into such a security,...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 714 páginas
...venture, or certificate of interest in a business trust; or any security convertible, with §230.405 or without consideration into such a security, or...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 páginas
...(2) Planned principal operations have commenced, but there hu been no significant revenue therefrom. ] $200.640 Employment. No qualified individual with...handi-caps shall, on the basis of handicap, be subject t security, or carrying any warrant or right to subscribe to or purchase such a security; or any such...
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Study of Securities and Exchange Commission: Hearings Before a ..., Partes1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 páginas
...whether through the ownership of voting securities, by contract, or otherwise. Equity security.—The term "equity security" means any stock or similar...purchase such a security; or any such warrant or right. Fifty-percent owned person.—The term "fifty-percent owned person" means a person in respect of which...
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