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" ... an order or orders for the purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the sale of any such security, has been or will... "
Nomination of William J. Casey: Hearings, Ninety-second Congress, First ... - Página 442
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 785 páginas
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 páginas
...sale of any such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such security, has been or will be entered by or for the same or different parties. (2)...
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Progress Toward the Development of a National Market System: Joint Hearings ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations - 1979 - 564 páginas
...or orders of substantially the same size, and at substantially the same price, for the purchase of such security, has been or will be entered by or for the same or different parties. Rule l2.3. Excessive Sales by Member No member shall execute purchases or sales of any security traded...
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Securities Regulation in Japan: Problems and Recommendations for Feasible ...

Misao Tatsuta - 2018 - 534 páginas
...substantially the same size and at the substantially the same time and price for the sale (or purchase) of such security has been or will be entered by or for the same or different parties. 138. Id., Art. 105(1), item 3. The term "wash sale" means any transaction in a security which involves...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...sale of any such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such security, has been or will be entered by or for the same or different parties. (2)...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1988 - 560 páginas
...purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1989 - 584 páginas
...purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially...that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 660 páginas
...purchase of such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially...knowledge that an order or orders of substantially the name size, at substantially the same time, and at substantially the Name price, for the purchase of...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1985 - 484 páginas
...same size, at substantially the same time, and at substantially the same price, for the purchase of such security, has been or will be entered by or for the same or different parties. (2) To effect, alone or with one or more other persons, a series of transactions in any security registered...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 556 páginas
...same size, at substantially the same time, and at substantially the same price, for the purchase of such security, has been or will be entered by or for the same or different parties. (2) To effect, alone or with one or more other persons, a series of transactions in any security registered...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...sale of any such security with the knowledge that an order or orders of substantially the same size, at substantially the same time, and at substantially the same price, for the purchase of such security, has been or will be entered by or for the same or different parties. (2)...
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