 It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud...  Nomination of William J. Casey: Hearings, Ninety-second Congress, First ... - Página 443por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 785 páginasVista completa - Acerca de este libro
 | James M. Bartos, Jim Bartos - 2006 - 326 páginas
...specifically by the material misrepresentation, not other factors.10 Rule 10b-5 states: "It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities... | |
 | Albert P. Melone, Allan Karnes - 2008 - 724 páginas
...Exchange Commission has adopted Rule 10b-5, which provides in relevant part that: It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities... | |
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