 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 páginas
...You may do so. (The section referred to is as follows:) SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — ******* (b) To use or employ, in connection with the purchase or sale of any... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 páginas
...enacted— and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — and regulations as the Commission may prescribe as necessary or appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1946 - 64 páginas
...section 10 (b) in, as well? Mr. RANDOLPH. Section 10 is as follows: It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection... | |
 | 1978 - 1252 páginas
...8, 1955. §21(UOb .'{ Employment of manipulative and deceptive devices, by brokers or dealers. (a) It shall be unlawful for any broker or dealer, directly...commerce, or of the mails, or of any facility of any natkrhal securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
 | 1971 - 660 páginas
..."manipulative or deceptive device or contrivance", as used in section 10 (b) of the act, for any such person, directly or indirectly, by the use of any means or...any facility of any national securities exchange, to effect, either alone or with one or more other persons, any transaction or series of transactions prohibited... | |
 | 1985 - 688 páginas
...broker, dealer, or other person who has agreed to participate or is participating in such a distribution, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, either alone or with one or more other persons, to bid for or purchase for any... | |
 | 1981 - 668 páginas
...security registered on a national securities exchange, and the use of any means or instrumentality of interstate commerce or of the mails or of any facility...any national securities exchange to use or employ any such device or contrivance in connection with the purchase or sale of any such security is hereby... | |
 | 2000 - 986 páginas
...security registered on a national securities exchange, and the use of any means or Instrumentality of Interstate commerce or of the mails or of any facility...any national securities exchange to use or employ any such device or contrivance in connection with the purchase or sale of any such security is hereby... | |
 | 2002 - 1016 páginas
...security registered on a national securities exchange, and the use of any means or instrumentality of interstate commerce or of the mails or of any facility...any national securities exchange to use or employ any such device or contrivance in connection with the purchase or sale of any such security is hereby... | |
 | 1979 - 1804 páginas
...for any issuer of a class of securities publicly traded by the use of any means or instrumentality of interstate commerce or of the mails or of any facility of any national securities exchange to fail to give notice in accordance with paragraph (b) of this section of the following actions relating... | |
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... (a) to employ any device, scheme or artifice to defraud, (b) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
