The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1968 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Página 101
... officers as a group , and ( 2 ) to all other em- ployees as a group , if the plan had been in effect . ( c ) If the ... officer or director together with a brief description of the contract . ( 5 ) Furnish a table showing the adjusted ...
... officers as a group , and ( 2 ) to all other em- ployees as a group , if the plan had been in effect . ( c ) If the ... officer or director together with a brief description of the contract . ( 5 ) Furnish a table showing the adjusted ...
Página 103
... officer of a national bank having a class of equity securities held of record by 750 or more persons ( after May 1 , 1967 , 500 or more persons ) , within 10 days after becoming such prin- cipal stockholder , director , or principal officer ...
... officer of a national bank having a class of equity securities held of record by 750 or more persons ( after May 1 , 1967 , 500 or more persons ) , within 10 days after becoming such prin- cipal stockholder , director , or principal officer ...
Página 105
... officer of a bank to effect any foreign or domestic arbitrage trans- action in any equity security of the bank unless he shall include such transaction in the statements required by section 16 ( a ) of the Securities Exchange Act and ...
... officer of a bank to effect any foreign or domestic arbitrage trans- action in any equity security of the bank unless he shall include such transaction in the statements required by section 16 ( a ) of the Securities Exchange Act and ...
Página 109
... officer of a national bank to submit a report to the Comptroller of the Currency whenever he believes that a change in controlling ownership of his bank has taken place . If there is any doubt concerning whether a particular change in ...
... officer of a national bank to submit a report to the Comptroller of the Currency whenever he believes that a change in controlling ownership of his bank has taken place . If there is any doubt concerning whether a particular change in ...
Página 111
... officer thereof , other than in the ordi- nary course of banking business . De- scribe any such interest or transaction that occurred within the preceding 3 years ; if none , so state . ( g ) Principal security holders . To the extent ...
... officer thereof , other than in the ordi- nary course of banking business . De- scribe any such interest or transaction that occurred within the preceding 3 years ; if none , so state . ( g ) Principal security holders . To the extent ...
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Términos y frases comunes
agency aggregate amended amount annual application assets Authority bank holding company bank's Board of Directors Board of Governors capital cash certificate City Comptroller copies Corporation CSPE curities Currency deposit accounts depositor District dividends effect eligible for purchase employee equity securities exempt faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed financial statements fiscal funds furnished hearing holding by National insured bank interest issued liabilities loan maturity member bank ment national bank notice obligations operating options otherwise paragraph Seventh participant payable payment percent period person poration principal prior provisions proxy proxy statement purpose pursuant registered Regulation requested to rule respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified suant subsidiaries taxes term thereof tion transaction trust underwriting unlimited holding
Pasajes populares
Página 583 - The interest of a spouse, minor child, or other member of an employee's immediate household is considered to be an interest of the employee. For the purpose of this section, "member of an employee's immediate household" means those blood relations who are residents of the employee's household.
Página 601 - Service International Commerce, Bureau of International Development, Agency for International Joint Commission, United States and Canada International Organizations Employees Loyalty Board International Regulatory Agencies (Fishing and Whaling) Interstate Commerce Commission Transport Mobilization Staff Justice Department Alien Property, Office of Federal Claims Collection Standards Federal Prison Industries Immigration and Naturalization Service Labor Department Employees...
Página 423 - This section does not preclude an employee from having a financial interest or engaging in financial transactions to the same extent as a private citizen not employed by the Government so long as it is not prohibited by law, the Executive order, or the regulations in this part.
Página 139 - Each Federal reserve bank shall keep itself informed of the general character and amount of the loans and investments of its member banks with a view to ascertaining whether undue use is being made of bank credit for the speculative carrying of or trading in securities, real estate, or commodities, or for any other purpose inconsistent with the maintenance of sound credit conditions...
Página 333 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities, shall serve [at] the same time as an officer, director, or employee of any member bank...
Página 590 - Safety Board V National Aeronautics and Space Administration Title 15 — Commerce and Foreign Trade SUBTITLE A — Office of the Secretary of Commerce SUBTITLE B — Regulations Relating to Commerce and Foreign Trade I Bureau of the Census, Department of Commerce II National Bureau of Standards, Department of Commerce III Bureau of International Commerce, Department of Commerce IV Foreign-Trade Zones Board VI Business and Defense Services Administration, Department of Commerce VII Office of State...
Página 149 - time deposit, open account" means a deposit, other than a "time certificate of deposit," with respect to which there is in force a written contract with the depositor that neither the whole nor any part of such deposit may be withdrawn, by check or otherwise, prior to the date of maturity, which shall be not less than 30 days after the date of the...
Página 552 - Commission may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required In any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Página 513 - material", when used to qualify a requirement for furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security registered.
Página 239 - Within the limits of the city, town, or village in which said association is situated, if such establishment and operation are at the time expressly authorized to State banks by the law of the State in question ; and (2) at any point within the State in which said association is situated, if such establishment and operation are at the time authorized to State banks by the statute law of the State in question by language specifically granting such authority affirmatively and not merely by implication...