 | United States. Securities and Exchange Commission - 1945 - 1290 páginas
...of exchange membership) employed in the business, but not exceeding in any case 2,000 per centum, as the Commission may by rules and regulations prescribe as necessary or appropriate in the public interest or for the protection of investors.1 The section requires not only that a broker... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...or authorizations are being solicited, and such further information, and in such form and detail, as the Commission may by rules and regulations prescribe as necessary or appropriate in the public interest or for the protection of investors, and (ii) every such solicitation shall include... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...or authorizations are being solicited, and such further information, and In such form and detail, as the Commission may by rules and regulations prescribe as necessary or appropriate in the public interest or for the protection of Investors, and (ii) every such solicitation shall include... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...company may apply for registration by filing with the Commission a registration statement in such form as the Commission may, by rules and regulations, prescribe as necessary or appropriate In the public interest or for the protection of Investors or consumers. Sneh registration statement... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 190 páginas
...records of cost-accounting procedures, correspondence, memoranda, papers, books, and other records as the Commission may by rules and regulations prescribe as necessary or appropriate for purposes of the administration of this Act: Prow&eft, however, That nothing in this Act shall relieve... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 176 páginas
...records of cost-accounting procedures, correspondence, memoranda, papers, books, and other records as the Commission may by rules and regulations prescribe as necessary or appropriate for purposes of the administration of this Act: Provided, however, That nothing in this Act shall relieve... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 168 páginas
...cost-accounting procedures, correspondence, memoranda, papers, books, and other records for such periods as the Commission may by rules and regulations prescribe as necessary or appropriate for the effective administration of this Act, including accounts, records, and memoranda, regarding the production,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 164 páginas
...records of cost-accounting procedures, correspondence, memoranda, papers, books, and other records as the Commission may by rules and regulations prescribe as necessary or appropriate for purposes of the administration of this Act : Provided, however. That nothing in this Act shall relieve... | |
 | United States - 1937 - 722 páginas
...records of cost-accounting procedures, correspondence, memoranda, papers, books, and other records as the Commission may by rules and regulations prescribe as necessary or appropriate for purposes of the administration of this Act, including accounts, records, and memoranda of the generation,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...solicited, or permits the use of his name to solicit such assents. Such declaration shall be in such form as the Commission may by rules and regulations prescribe as necessary or appropriate in the public interest or for the protection of investors. Such declaration shall include — (1) In... | |
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... as the Commission may by rules and regulations prescribe as necessary or appropriate in the public interest or for the protection of investors. 
