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" Every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security... "
Report on Trading in Unlisted Securities Upon Exchanges Pursuant to Section ... - Página 24
por United States. Securities and Exchange Commission - 1936 - 50 páginas
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...(a) of the Securities Exchange Act of 1934 provides in part that every person who is, or who becomes directly or indirectly, the beneficial owner of more...than 10 percent of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is...
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Independent Offices Appropriation Bill for 1938: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...(a) of the Securities Exchange Act of 1934 provides in part that every person who is or who becomes directly or indirectly the beneficial owner of more...than 10 percent of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is...
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Decisions and Reports, Volumen18

United States. Securities and Exchange Commission - 1950 - 948 páginas
...ownership and changes therein from officers, directors and 10 percent owners (ie "the beneficial owners of more than 10 percent of any class of any equity security" of the issuer) . Section 17 (a) of the Holding Company Act imposes the requirement of similar reports...
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Decisions and Reports, Volumen8

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...of section 16 Insofar as the provlsionn of that section would otherwise apply to any person who Is directly or Indirectly the beneficial owner of more than 10 percent of such unlisted security : Provided, That such person Is neither n director or officer of the issuer...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...of Section 16 Insofar an (lip provisions of that section would otherwise apply to any person who la directly or indirectly the beneficial owner of more than 10 percent of such unlisted security: Provided, Thnt such person la neither a director or officer of the issuer thereof...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...exempt from section 16 of the Act insofar as that section would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such security, unless anRULES AND REGULATIONS SECURITIES EXCHANGE ACT OF 1934 ^ . "aer equity security...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1949 - 736 páginas
...security holders of more than 10 percent of any class of equity security. Every person who becomes directly or indirectly the beneficial owner of more...than 10 percent of any class of any equity security (other than an exempted security) , which is listed on a national securities exchange, or becomes a...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1984 - 1238 páginas
...this form Is required to be filed by every person who at any time during any calendar month was (i) directly or indirectly the beneficial owner of more than 10 percent of any class of equity securities of a bank registered pursuant to section 12 of the Securities Exchange Act of...
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The Code of Federal Regulations of the United States of America

1970 - 536 páginas
...this form is required to be filed by every person who at any time during any calendar month was (1) directly or indirectly the beneficial owner of more than 10 percent of any class of equity securities of a bank registered pursuant to section 12 of the Securities Exchange Act of...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 1016 páginas
...security is so listed or registered and such beneficial owner is a director or officer of such issuer or directly or indirectly the beneficial owner of more than 10 percent of any such listed security. (d) Any reference in this section to a security registered pursuant to section...
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