 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...information, and accompanied by the documents here below set forth: (1) An undertaking to comply with, and to enforce so far as is within its powers compliance by its members and by issuers whose securities are registered thereon with any provision of this Act and any amendment... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...setting forth the information, and accompanied by the documents below specified: (1) An undertaking to comply, and to enforce so far as Is within its powers compliance by its members and by Issuers whose securities are registered thereon, with the provisions of this Act, and any amendment... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...setting forth the information, and accompanied by the documents below specified : (1) An undertaking to comply, and to enforce so far as is within its powers compliance by its members and by issuers whose securities are registered thereon, with the provisions of this Act, and any amendment... | |
 | United States - 1953 - 1692 páginas
...waiver of any constitutional right or any right to contest the validity of any rule or regulation) G.P.O. chapter, and any amendment thereto and any rule or regulation made or to be made thereunder; (2) Such... | |
 | United States. Congress. Senate. Committee on Agriculture and Forestry - 1974 - 904 páginas
...manner the Commission prescribes, which 14 contains the following: (1) An agreement to comply with, and to enforce, so far as is within its powers, compliance by its members with -17 the provisions of this Act and of any rule made by the Commission under this Act. (2) A copy of... | |
 | United States. Supreme Court - 1975 - 1308 páginas
...15 USC § 78f (d). An exchange seeking registration must also meet other requirements. It must agree "to enforce so far as is within its powers compliance by its members" with the •The first attempt at exchange regulation arose after the panic of 1907 when, in response to public... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1984 - 1362 páginas
...information, and accompanied by the documents here below set forth: (1) An undertaking to comply with, and to enforce so far as is within its powers compliance by its members and by issuers whose securities are registered thereon with any provision of this Act and any amendment... | |
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... to enforce, so far as is within its powers, compliance by its members, with the provisions of this Act, and any amendment thereto, and any rule or regulation made or to be made thereunder... 