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" listed" means admitted to full trading privileges upon application by the bank and includes securities for which authority to add to the list on official notice of issuance has been granted. (m) The term "majority-owned subsidiary... "
Report on Trading in Unlisted Securities Upon Exchanges Pursuant to Section ... - Página 21
por United States. Securities and Exchange Commission - 1936 - 50 páginas
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... General Rules and Regulations Under the Securities Exchange Act of 1934 ...

United States. Securities and Exchange Commission - 1946 - 152 páginas
...or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which...official notice of issuance has been granted. Rule X-3B-2. Definition of "Officer." The term "officer" means a president, vice president, treasurer, secretary,...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which...list on official notice of issuance has been granted. RuleX-3B-2. Definition of "Officer." The term "officer" means a president, vice president, treasurer,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988 - 800 páginas
...or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which...list on official notice of issuance has been granted. (Sec. 3, 48 Stat. 884; 15 USC 78c) [13 PR 8179, Dec. 22, 1948] § 240.3b-2 Definition of "officer."...
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The Code of Federal Regulations of the United States of America

1970 - 540 páginas
...blood. Ш The term "listed" means admitted to full trading privileges upon application by the bank and includes securities for which authority to add...list on official notice of issuance has been granted. (m) The term "majority-owned subsidiary" means a subsidiary more than fifty percent of whose outstanding...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1979 - 1240 páginas
...distributed. (n) The term "listed" means admitted to full trading privileges upon application by the bank and includes securities for which authority to add...list on official notice of issuance has been granted. (o) The term "majority-owned subsidiary" means a subsidiary more than 50 per cent of whose outstanding...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...a banker engaged in distributing them; and includes securities for which authority to § 240.3Ь-2 add to the list on official notice of Issuance has been granted. (Sec. 3, 48 Stat. 884; 15 USO 78c) [13 РЛ. 8179, Deo. 22, 1948] § 240.3b-2 Definition of "officer."...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964 - 574 páginas
...or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and Includes securities for which...list on official notice of issuance has been granted. (Sec. 3(b), 48 Stat. 884; 15 USC 78c(b) ) [13 FR 8179, Dec. 22, 1948 [ § 240.3b-2 Definition of "officer."...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1986 - 1056 páginas
...distributed. (n) The term "listed" means admitted to full trading privileges upon application by the bank and includes securities for which authority to add...list on official notice of issuance has been granted. (o) The term "majority-owned subsidiary" means a subsidiary more than 50 per cent of whose outstanding...
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The Code of Federal Regulations of the United States of America

1967 - 748 páginas
...or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and Includes securities for which...list on official notice of issuance has been granted. (Sec. 3, 48 Stat. 884; 15 USC 78c) [13 FJl. 8179, Dec. 22, 1948] § 240.3b-2 Definition of "officer."...
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The Code of Federal Regulations of the United States of America

1968 - 776 páginas
...or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which...list on official notice of issuance has been granted. (Sec. 3, 48 Stat. 884; 15 USC 780) [13 FR 8179. Dec. 22, 1948] § 240.3b-2 Definition of "officer."...
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