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impeached, and that it is not necessary to support a return to a writ of habeas corpus by affidavit, as the law provides means to secure its truth; and on the hearing of a writ issued pursuant to the statute of 56 Geo. III., the court went so far as to say that they would hold an ambiguous return, unless it was fortified by affidavit clearing up all doubt, to be evasive and bad. The tendency of the English courts under these decisions is evident.

§ 216. Denying Statement in Warrant. — In a very late case, where a commitment stated that a solicitor who had been committed for a contempt had been offered an opportunity of showing cause why he should not be committed for contempt, but that instead of doing so he proceeded to interrupt the proceedings of the court, it was held on habeas corpus that affi lavits could not be read to show that this statement in the warrant of commitment was untrue.3

§ 217. Cases of Bollman and Swartwout and Burr.-The supreme court of the United States in these cases considered some very important questions concerning the admissibility and value of affidavits as evidence under proceedings by habeas corpus.

1 Queen v. Batchelder, 1 Perry & D. 516; 5 Mees, & W. 32.

2 Regina v. Roberts et al., 2 Fost. & F. 272: see Cox v. Hakes, 15 App. Cas. 506, 516.

31 Crim. Law Mag. 410; Re Rea, 14 Cox C. C. 256.

4 Cranch, 75; 1 Burr's Trial, 21; Marshall on the Federal Constitution, 33, 53.

3 Bollman and Swartwout had been committed by the circuit court for the District of Columbia, on a charge of treason. On habeas corpus and certiorari the supreme court examined the evidence on which the commitment of the primmary court was grounded, in order "to do that which the court below ought to have done." Bollman and Swartwout had been brought by a military force from New Orleans, and detained in the city of Washington under a military guard. motion for a bench warrant to issue for their arrest was founded upon the affidavit of General Wilkinson, made in New Orleans, and a printed copy of the president's message to congress, on the twenty-second of January, 1807: See 4 Cranch, 75, and 4 Cranch App., note a. This

The

affidavit was offered in evidence and objected to. The chief justice stated that the court had difficulty upon two points, viz.: 1. Whether the affidavit of General Wilkinson was evidence admissible in that stage of the prosecution; and, 2. Whether, if admissible, his statement of the contents of the substance of a letter, when the original was in his possession, was such evidence as the court ought to notice. The first point involved the question whether an affidavit made before a magistrate to obtain a warrant of arrest could be used as evidence ou the motion to commit, after the accused was taken, and also whether the accused was not entitled to demand that he should be confronted with his accuser, and that the evidence against him should be given viva voce, in order that by that. means circumstances which at first view might criminate him could be explained. To this Chief Justice Marshall observed: “The objection that the affidavit is extrajudicial resolves itself into the question whether one magistrate may commit on an affidavit taken before another magistrate. For if he may,

It appears from the last case that the provision in the constitution of the United States (and which is found in the constitutions of most of the states in the same terms), that "in all criminal prose

an affidavit made as the foundation of a commitment ceases to be extrajudicial, and the person who makes it would be as liable to a prosecution for perjury as if the warrant of commitment had been issued by the magistrate before whom the affidavit was made. To decide that an affidavit made before one magistrate would not justify a commitment by another, might in many cases be productive of great inconvenience, and does not appear susceptible of abuse if the verity of the certificate be established. Such an affidavit seems admissible on the principle that before the accused is put upon his trial all the proceedings are ex parte. The court therefore overrule this objection." On the second point a division of the court took place. Said the chief justice: "Two judges are of opinion that as such testimony delivered in the presence of the prisoner on his trial would be totally inadmissible, neither can it be considered as a foundation for a commitment. Although in making a commitment the magistrate does not decide on the guilt of the prisoner, yet he does decide on the probable cause, and a long and painful imprisonment may be the consequence of his decision. This probable cause, therefore, ought to be proved by testimony in itself legal, and which, though from the nature of the case it must be ex parte, ought in many other respects to be such as a court and jury might hear. Two judges are of opinion that in this incipient stage of the prosecution an affidavit stating the general purport of a letter may be read, particularly where the person in possession of it is at too great a distance to admit of its being obtained, and that a commitment may be founded on it."

Trial of Colonel Aaron Burr.Shortly after the decision in the above case the same question was presented to the circuit court of the United States, sitting at the city of Richmond, on the trial of Colonel Burr. The affidavit of Jacob Dunbangh was offered, which

was

"taken on the fifteenth of April, 1807, before B. Cenas, a justice of the peace," and to which was sub

joined a certificate of Governor William C. C. Claiborne, dated "at New Orleans, the sixteenth of April, 1807," and stating "that B. Cenas was a justice of the peace for the county of New Orleans." This was objected to for the following reasons: "1. That an affidavit could, under no circumstances, be read, unless it were shown that the witness could not be produced, and that the government had not had sufficient time to procure the attendance of Jacob Dunbaugh. 2. That though the governor of New Orleans had certified that B. Cenas was a justice of the peace, yet he had not said that it was the same B. Cenas before whom that affidavit was taken. 3. That B. Cenas had not stated in the caption of his certificate, or elsewhere, that the affidavit was taken at New Orleans,' so as to show that he was acting within his jurisdiction." On the motion to exclude the evidence of Jacob Dunbaugh, the chief justice, Marshall, delivered the opinion of the court as follows:

"On the part of the United States, a paper, purporting to be an affidavit, has been offered in evidence, to the reading of which two exceptions are taken: 1. That an affidavit ought not to be admitted where the personal attendance of the witness could have been obtained. 2. That this paper is not so authenticated as to entitle itself to be considered as an affidavit. That a magistrate may commit upon affidavits has been decided in the supreme court of the United States, though not without hesitation. The presence of the witness, to be examined by the committing justice, confronted with the accused, is certainly to be desired; and ought to be obtained, unless considerable inconvenience and difficulty exist in procuring his attendance. An er parte affidavit, shaped, perhaps, by the person pressing the prosecution, will always be viewed with some suspicion, and acted upon with some caution; but the court thought it would be going too far to reject it altogether. If it was obvious that the attendance of the witness was easily attainable, but that he was intentionally kept out of the

cutions the accused shall enjoy the right to be confronted with the witnesses against him," applies only to the trial itself, and not to the preliminary examination. We have met with no de

way, the question might be otherwise decided.

"But the particular case before the court does not appear to be of this description. The witness resides a great distance away; and there is no evidence that the materiality of his testimony was known to the prosecutors or to the executive in time to have directed his attendance. It is true that general instructions which would apply to any individual might have been sent, and the attendance of this or any other material witness obtained under those instructions; but it would be requiring too much to say that the omission to do this ought to exclude an affidavit. This exception, therefore, will not prevail. The second is, that the paper is not so authenticated as to be introduced as testimony on a question which concerns the liberty of a citizen. This objection is founded on two omissions in the certificate. The first is, that the place at which the affidavit was taken does not appear. The second is, that the certificate of the governor does not state the person who administered the oath to be a magistrate; but goes no further than to say that a person of that name was a magistrate. That for aught appearing to the court, this oath may or may not, in point of fact, have been legally administered must be conceded. The place where the oath was administered not having been stated, it may have been administered where the magistrate had no jurisdiction, and yet the certificate be perfectly true. Of consequence, there is no evidence before the court that the magistrate had power to administer the oath, and was acting in his judicial capacity. The effect of testimony may often be doubtful, and courts must exercise their best judgment in the case; but of the verity of the paper there ought never to be a doubt. No paper writing ought to gain admittance into a court of justice as testimony unless it possesses those solemnities which the law requires. Its authentication must not rest upon probability, but must be as complete as the nature of the case admits of; this is believed to be a clear legal principle. In conformity with it

is, as the court conceives, the practice of England and of this country, as is attested by the books of forms; and no case is recollected in which a contrary principle has been recognized. This principle is in some degree illustrated by the doctrine with respect to all courts of limited jurisdiction. Their proceedings are erroneous, if their jurisdiction be not conclusively shown. They derive no validity from the strongest probability that they had jurisdiction in the case; none certainly from the presumption that, being a court, a usurpation of jurisdiction will not be presumed. The reasoning applies, in full force, to the actings of a magistrate whose jurisdiction is local. Thus in the case of a warrant, it is expressly declared that the place where it was made ought to appear. The attempt to remedy this defect by comparing the date of the certificate given by the magistrate with that given by the governor can not succeed. The answer given at bar to this argument is conclusive; the certificate wants those circumstances which would make it testimony; and without them no part of it can be regarded.

The second objection is equally fatal. The governor has certitied that a man of the same name with the person who has administered the oath is a magistrate; but not that the person who has administered it is a magistrate. It is too obvious to be controverted that there

may be two or more persons of the same name, and consequently, to produce that certainty which the case readily admits of, the certificate of the governor ought to have applied to the individual who administered the oath. The propriety of this certainty and precision in a certificate, which is to authenticate any affidavit to be introduced into a court of justice, is so generally admitted that I do not recollect a single instance in which the principle has been departed from. It has been said that it ought to appear that there are two persons of the same name, or the court will not presume such to be the fact. The court presumes nothing. It may or may not be the fact, and the

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cisions of the state courts on this point of constitutional construction. Yet, while the constitutional guaranty of the right of the accused to be "confronted with the witnesses against him" ex

court can not presume that it is not. The argument proceeds upon the idea that an instrument is to be disproved by him who objects to it, and not that it is to be proved by him who offers it. Nothing can be more repugnant to the established usage of courts. How is it to be proved that there are two persons of the name of Cenas in the territory of Orleans? If, with a knowledge of several weeks, perhaps months, that this prosecution was to be carried on, the executive ought not to be required to produce this witness, ought the prisoner to be required, with the notice of a few hours, to prove that two persons of the same name reside in New Orleans? It has been repeatedly urged that a difference exists between the strictness of law which would be applicable to a trial in chief, and that which is applicable to a motion to commit for trial. Of the realty of this distinction the present controversy affords conclusive proof. At a trial in chief the accused possesses the valuable privilege of being confronted with his accuser. But there must be some limit to this relaxation, and it appears not to have extended so far as to the admission of a paper not purporting to be an affidavit, and not shown to be one. When it is asked whether every man does not believe that this affidavit was really taken before a magistrate, it is at once answered that this can not affect the case. Should a man of probity declare a certain fact within his own knowledge, he would be credited by all who knew him; but his declaration could not be received as testimony by the judge who firmly believed him. So a man might be believed to be guilty of a crime, but a jury could not convict him unless the testimony proved him to be guilty of it. This judicial disbelief of a probable circumstance does not establish a wide interval between common law and common sense. It is believed in this respect to show their intimate union.

The argument goes to this, that the paper shall be received and acted upon as an affidavit, not because the oath appears to have been

administered according to law, but because it is probable that it was so administered. This point seems to have been decided by the constitution. The right of the people,' says that instrument, 'to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated; and no warrants shall issue but upon probable cause, supported by oath or affirmation, and particularly describing the places to be searched, and the persons or things to be seized.' The cause of seizure is not to be supported by a probable oath, or an oath that was probably taken, but by an oath absolutely taken. This oath must be a legal oath, and if it must be a legal oath, it must legally appear to the court to be so. This provision is not made for a final trial; it is made for the very case now under consideration. In the cool and temperate moments of reflection, undisturbed by that whirlwind of passion with which, in those party conflicts which most generally produce acts or accusations of treason, the human judgment is sometimes overthrown, the people of America have believed the power even of commitment to be capable of too much oppression in its execution to be placed, without restriction, even in the hands of the national legislature. Shall a judge disregard those barriers which the nation has deemed it proper to erect? The interest which the people have in this prosecution has been stated; but it is firmly be lieved that the best and true interest of the people is to be found in a rigid adherence to those rules which preserve the fairness of criminal prosecutions in every stage. If this was a case to be decided by principle alone, the court would certainly not receive this paper; but if the point is settled by decision, it must be conformed to."

"It has been said to be settled in the supreme court of the United States by admitting the affidavit of Wilkinson (vide supra, Bollman and Swartwout), to which an exception was taken, because it did not appear that the magistrate had taken the oaths prescribed by law. It was said that as by law he could not act

tends only to the trial, in many of the states, as in California, there are statutory provisions requiring the preliminary examination to be conducted in the presence of the accused and of his counsel. And in Connecticut the accused is even admitted to the grandjury room, and permitted to cross-examine the witnesses against him. This, however, is by sufferance of the grand jury, as the accused has no constitutional or statutory right to be present.1

§ 218. Arrest on State Process.—Where an officer of the United States has been arrested on state process for an alleged abuse of his powers or authority, the federal courts will not only hear the evidence which the officer wishes to offer to dispel or disprove the truth of the affidavits upon which the state authorities proceeded, but will consider those affidavits independently of such proof; and if, in the opinion of the court, those affidavits do not contain a prima facie ground for arrest, will discharge the officer without hearing any counter-evidence. The general rule is to discharge such officers, unless there be a positive oath of merits from the plaintiff, or a sworn detail of circumstances from others to supply its place. Mr. Justice Kane, in Ex parte

until he had taken the oaths, and he was found acting, it must be presumed that the prerequisite was complied with; that is, that his acting as a magistrate under his commission was evidence that he was authorized so to act. It will not be denied that there is much strength in the argument; but the cases do not appear to be precisely parallel. The certificate that he is a magis trate, and that full faith is due to his acts, implies that he has qualified, if his qualification is necessary to his being a complete magistrate, whose acts are entitled to full faith and credit. It is not usual for a particular certificate that a magistrate has qualified to accompany his official acts. There is no secret of his qualification and no particular testimonial of it could be obtained.

"These observations do not apply to the objections which exist. But it is said that the certificate is the same with that in Wilkinson's affidavit. If this objection had been taken and overruled, it would have ended the question; but it was not taken, so far as is now recollected, and does not appear to have been noticed by the court. It is not recollected by the judge who sat on that

occasion, to have been noticed. A defect, if it be one, which was not observed, can not be cured by being passed over in silence.

"The case in Washington was a civil case, and turned upon the point that no form of the commission was prescribed; and consequently, that it was not necessary to appear on the face of it that it was directed to magistrates; that it was the duty of the clerk to direct it to magistrates, and he should not be presumed to have neglected his duty in a case in which his performance of it need not appear on the face of the instrument; and that the person intending to take this exception ought to have taken it sooner, and not surprise the opposite party when it was too late to correct it.

"But the great difference is, that the privy examination was a mere ministerial act; the administering an oath is a judicial act. The court is of opinion that the paper purporting to be an affidavit made by Dunbaugh can not be read, because it does not appear to be an oath:" 1 Burr's Trials, 97. For opinion in same case, see Marshall on the Federal Constitution, 53.

State v. Wolcott, 21 Conn. 272.

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