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" When used in this title, unless the context otherwise requires — (1) the term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust... "
The Code of Federal Regulations of the United States of America - Página 184
2002
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...Section 2(1) of the Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture, evidence...share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
..."sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock, bond, •debenture, evidence...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...or participation in any profit-sharing agreement, oil. gas. and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...contract, voting-trust certificate, or in general, any instrument commonly known as a • -c. urity ". or any certificate of interest or participation in....
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation in, temporary...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...contract, votingtrust certificate, or in general, any instrument commonly known as a "security , or any certificate of interest or participation in, temporary...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 páginas
...check, draft, warrant, traveler's check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...share, investment contract, voting-trust certificate; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...2 of the Securities Act of 1933 is amended to read as follows : "(1) The term 'security' means any note, stock, treasury stock, bond, debenture, evidence...or participation in any profit-sharing agreement^ cMbt ral-trust certificate, preorganization certificate or subscription, transferable share, investment...
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Laws of the State of New York, Volumen1

New York (State) - 1936 - 1416 páginas
...warrant, traveler's check, letter of credit, money order, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...share, investment contract, voting-trust certificate, certificate of interest in property, tangible or intangible; instrument or document or writing evidencing...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...The term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebedness, certificate of interest or participation in any profitsharing...share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...The term "security" means any note, stock, treasury stock, bond, debenture, evidence of indebedness, certificate of interest or participation in any profitsharing...share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral...
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