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" affiliate" (whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the... "
Conflict of Interest Problems in SBIC's, Hearing Before a Subcommittee of ... - Página 51
por United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 páginas
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Official Gazette, Volumen84,Temas36-41

Philippines - 1988 - 768 páginas
...in this regulation. Affiliate. — An "affiliate" of, a person affiliated" *vith a specific person, a specified person is a person that directly or indirectly,...is under common control with, the person specified. Auditor's report — The term "auditor's report", when used in regard to financial statements, means...
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Decisions and Reports, Volumen38

United States. Securities and Exchange Commission - 1960 - 996 páginas
...with respect to the financial statements therein. * Under Rule 1-02 of Regulation SX, an affiliate of a specified person Is a person that directly, or indirectly...Is under common control with, the person specified. 82 S.KC. 377, 389 (1937). t Accounting Series Release No. 2 (May 6, 1937). of non-independence was...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...properties "purchased from an affiliate . . ." An "affiliate" of a specified person, according to Rule 455, is "a person that directly, or indirectly through...under common control with, the person specified." Since there is nothing in the response to item 27 which indicates that any of the property listed is...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 páginas
...such person directly or indirectly through one or more intermediaries". "Affiliate" was defined as "a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with such person". And "control" was defined as "the possession, directly or indirectly,...
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...registrant directly or Indirectly through one or more Intermediaries." The term "affiliate" Is defined as "a person that directly, or Indirectly through one...Intermediaries, controls, or Is controlled by, or Is under common control with, the registrant." The term "person" Is defined In Section 2 (2) of the Securities...
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The Code of Federal Regulations of the United States of America ..., Libro 3

1943 - 1104 páginas
...analogous designation. 5. Part B — Question 5. For the purposes of this report, an "affiliate" of a specified person is a person that directly, or Indirectly...through one or more intermediaries, controls, or Is under common control with, a person specified. A "subsidiary" of a specified person is a person controlled...
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The Code of Federal Regulations of the United States of America ..., Libro 5

1948 - 1480 páginas
...to Indicate a relationship with the applicant, shall Include any person or concern that directly, or Indirectly through one or more Intermediaries, controls, or is controlled by, or is under common control with, the applicant. The term "control" (including the terms "controlled by" and...
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United States Code, Volumen2

United States - 2000 - 1216 páginas
...following definitions shall apply: (A) Affiliate of the issuer The term "affiliate of the issuer" means a person that directly or indirectly, through one...Intermediaries, controls or Is controlled by or is under common control with, the issuer. (B) Covered class action Page 403 TITLE 15— COMMERCE AND TRADE...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...or indirectly through one or more intermediaries: an "affiliate" of a specified person is defined as a person that directly, or indirectly through one...is under common control with, the person specified ; the term "control" (including the terms "controlling," "controlled by" and "under common control...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 1038 páginas
...12, 13 or 15(d) of the act, shall have the respective meanings indicated in this rule: Affiliate. An "affiliate" of, or a person "affiliated" with, a specified...is under common control with, the person specified. Amount. The term "amount," when used in regard to securities, means the principal amount if relating...
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