 | United States. Securities and Exchange Commission - 1970 - 166 páginas
...l>enefieiiil interest or as to which such person serves as trustee or in n similar fiduciary capacity, arid (3) any relative or spouse of such person, or any...subsidiaries. Certified. The term "certified," when used E regard to financial statements, means certified bj an independent public or independent certified... | |
 | United States. Securities and Exchange Commission - 1955 - 144 páginas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. Issuer. The term "issuer" means the issuer of the securities... | |
 | 1988 - 536 páginas
...of equity securities, (2) any trust or other estate in which such person has a substantial benefical interest or as to which such person serves as trustee...registrant or any of its parents or subsidiaries. Business development company. The term "business development company" refers to a company which has... | |
 | 1997 - 734 páginas
...trust or other estate in which such person has a substantial 17 CFR Ch. II (4-1-97 Edition) benéfica! interest or as to which such person serves as trustee...registrant or any of its parents or subsidiaries. Business development company. The term business development company refers to a company which has elected... | |
 | 1990 - 560 páginas
...of equity securities, (2) any trust or other estate in which such person has a substantial benefical interest or as to which such person serves as trustee...registrant or any of its parents or subsidiaries. Business development company. The term "business development company" refers to a company which has... | |
 | 1998 - 900 páginas
...beneficial interest or as to which such §240.12b-2 person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person,...when used in regard to financial statements, means examined and reported upon with an opinion expressed by an Independent public or certified public accountant.... | |
 | 1990 - 1038 páginas
...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capaclit ity, and (3) any relative or spouse of such person, or...when used in regard to financial statements, means examined and reported upon with an opinion expressed by an independent public or certified public accountant.... | |
 | 1988 - 806 páginas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity; and (3) Any relative or spouse of such person,...registrant or any of its parents or subsidiaries. (b) Employee benefit plan. For purposes of §§ 240.14a-13, 240.14D-1 and 240.14D-2, the term "employee... | |
 | 1990 - 814 páginas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fidiciary capacity; and (3) Any relative or spouse of such person,...registrant or any of its parents or subsidiaries. (b) Employee benefit plan. For purposes of § 240.14c-7, the term "employee benefit plan" means any... | |
 | 1977 - 958 páginas
...substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person,...director or officer of the registrant or any of its parente or subsidiaries. (d) Certified. The term "certified", when used In regard to financial statements,... | |
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... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar... 
