The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1981 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Página 13
... proxy solicitation materi- al . ( 5 ) Exemption from registration re- quirements pursuant to section 17A ( c ) ( 1 ) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78q - 1 ( c ) ( 1 ) ) . ( d ) Security devices and procedures and ...
... proxy solicitation materi- al . ( 5 ) Exemption from registration re- quirements pursuant to section 17A ( c ) ( 1 ) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78q - 1 ( c ) ( 1 ) ) . ( d ) Security devices and procedures and ...
Página 23
... proxy so- licitation and receipt of pro - rata stock dividends ; and ( 7 ) The acquisition of shares in for- eign banks which have an insured branch or branches in the United States : Provided , however , This ex- emption does not ...
... proxy so- licitation and receipt of pro - rata stock dividends ; and ( 7 ) The acquisition of shares in for- eign banks which have an insured branch or branches in the United States : Provided , however , This ex- emption does not ...
Página 76
... proxies will be allowed . ( 2 ) Any individual whose interests may be directly affected may request that the Corporation close any portion of a meeting for any of the reasons re- ferred to in paragraphs ( 5 ) , ( 6 ) , or ( 7 ) of ...
... proxies will be allowed . ( 2 ) Any individual whose interests may be directly affected may request that the Corporation close any portion of a meeting for any of the reasons re- ferred to in paragraphs ( 5 ) , ( 6 ) , or ( 7 ) of ...
Página 117
... Proxy statements and other solicita- tions under section 14 of the Act . 335.6 Reports of directors , officers , and principal stockholders . 335.7 Form and content of financial state- ments . FORMS 335.41 Form for registration of ...
... Proxy statements and other solicita- tions under section 14 of the Act . 335.6 Reports of directors , officers , and principal stockholders . 335.7 Form and content of financial state- ments . FORMS 335.41 Form for registration of ...
Página 118
... proxy statement ; state- ment where management does not solic- it proxies ( Form F - 5 ) . 335.52 Form for statement in election con- tests ( Form F - 6 ) . 335.53 Form for statement to be filed pur- suant to § 335.5 ( m ) of Part 335 ...
... proxy statement ; state- ment where management does not solic- it proxies ( Form F - 5 ) . 335.52 Form for statement in election con- tests ( Form F - 6 ) . 335.53 Form for statement to be filed pur- suant to § 335.5 ( m ) of Part 335 ...
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Términos y frases comunes
acquisition administrative law judge agency aggregate amended amount application assets authority balance sheet bank's beneficial owner beneficial ownership Board of Directors certificate cial cluding copies curities deemed deposit accounts Deposit Insurance Act depository disclosure Division of Bank effect employee equity securities exchange exempt Eximbank FDIC Federal Deposit Insurance financial statements fiscal foreign bank Form funds furnished hearing income Instruction insured bank insured branch insured nonmember bank insured State nonmember interest issued Item loans material member bank ment mutual savings bank notice number of shares obligation officer option otherwise ownership paragraph participant party payment percent period person principal prior proceeding proxy statement purpose pursuant to section quired record registered request respect rities savings deposits secu security holders sion solicitation specified spect suant Subpart subsidiaries tender offer term thereof thereto tion transaction trust vote
Pasajes populares
Página 297 - Acceptance of food and refreshments of nominal value on infrequent occasions in the ordinary course of a luncheon or dinner meeting or other meeting or on an inspection tour where...
Página 59 - ... (2) Statements of the general course and method by which its functions are channeled and determined, including the nature and requirements of all formal and informal procedures available. (3) Rules of procedure, descriptions of forms available or the places at which forms may be obtained, and instructions as to the scope and contents of all papers, reports, or examinations.
Página 71 - ... (I) the categories of sources of records in the system; (5) maintain all records which are used by the agency in making any determination about any individual with such accuracy, relevance, timeliness, and completeness as is reasonably necessary to assure fairness to the individual in the determination...
Página 72 - Services or his designee to determine whether the record has such value; (7) to another agency or to an instrumentality of any governmental jurisdiction within or under the control of the United States for a civil or criminal law enforcement activity if the activity is authorized by law, and if the head of the agency or instrumentality has made a written request to the agency which maintains the record specifying the particular portion desired and the law enforcement activity...
Página 248 - A special Government employee shall not use inside information obtained as a result of his Government employment for private gain for himself or another person either by direct action on his part or by counsel, recommendation, or suggestion to another person, particularly one with whom he has family, business, or financial ties. For the purpose of this section, "inside information" means information obtained under Government authority which has not become part of the body of public information.
Página 251 - Employees so designated are responsible for maintaining the statements in confidence and shall not allow access to, or allow information to be disclosed from, a statement except to carry out the purpose of this part. The Board shall not disclose information from a statement except as the Civil Service Commission or the Board may determine for good cause shown. § 1200.735-49 Effect of employees' statements on other requirements.
Página 242 - Obvious family or personal relationships, such as those between the parents, children, or spouse of the employee and the employee, when the circumstances make it clear that it is those relationships rather than the business of the persons concerned which are the motivating factors...
Página 72 - ... to the Bureau of the Census for purposes of planning or carrying out a census or survey or related activity pursuant to the provisions of title 13; (5) to a recipient who has provided the agency with advance adequate written assurance that the record will be used solely as a statistical research or reporting record, and the record is to be transferred in a form that is not individually identifiable...
Página 62 - ... (6) personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy; "(7) investigatory records compiled for law enforcement purposes, but only to the extent that the production of such records would (A) interfere with enforcement proceedings, (B) deprive a person of a right to a fair trial or...
Página 300 - ... (a) Using public office for private gain; (b) Giving preferential treatment to any person ; (c) Impeding Government efficiency or economy ; (d) Losing complete independence or impartiality; (e) Making a Government decision outside official channels; or (f ) Affecting adversely the confidence of the public in the integrity of the Government.