 | 1978 - 1266 páginas
...but only as a guide in the preparation of the report on paper meeting the requirements of § 206.4U). The report shall contain the item numbers and captions...not misleading." D. Signature and Filing of Report Pour complete copies of the report, including financial statements, exhibits and all other papers and... | |
 | 1980 - 1458 páginas
...may be omitted. The answers to the items shall be prepared in the manner specified in § 206.4 (u). (b) Except where information is required to be given...statements, in the light of the circumstances under which they are made, not mislead. ing.” D. Signature and Filing of ReporL Four complete copies of... | |
 | 1997 - 654 páginas
...specified date, it shall be given as of the latest practicable date. (3) Attention is directed to $335.350, which states: "In addition to the information expressly...not misleading." D. Signature and Filing of Report Three complete copies of the report, including financial statements, financial statement schedules,... | |
 | 1979 - 1462 páginas
...be omitted if the answers with respect thereto are prepared in the manner specified in § 206.4(u). Attention is directed to § 206.4(j) which states:...may be necessary to make the required statements, in light of the circumstances under which they are made, not misleading." Section 206. 4(s) requires that... | |
 | 1979 - 1804 páginas
...[30 FR 2023, Feb. 13, 1965] GENERAL REQUIREMENTS As To CONTENTS § 240.12b-20 Additional information. In addition to the information expressly required...statements, in the light of the circumstances under which they are made not misleading. (Sees. 4, 16, 19. 24, 48 Stat. 77, 896, 85, as amended, 901; 15... | |
 | 1993 - 680 páginas
...respect thereto are prepared in the manner specified in $ 335.361. Attention is directed to S 335.350 which states: "In addition to the information expressly...may be necessary to make the required statements, in light of the circumstances under which they are made, not misleading." Section 335.359 requires that... | |
 | 1992 - 468 páginas
...the fiscal year or as of a specified date, it shall be given as of the latest practicable date. (3) In addition to the information expressly required...may be necessary to make the required statements, in light of the circumstances under which they are made, not misleading. D. Signature and Filing of Report.... | |
 | 1988 - 806 páginas
...Additional information. In addition to the information expressly required to be included in a registration statement or report, there shall be added such further...statements, in the light of the circumstances under which they are made, not misleading. [18 FR 8576, Dec. 19, 1953] §270.8b-21 Information unknown or... | |
 | 1949 - 736 páginas
...Additional information. In addition to the information expressly required to be included in an application or report, there shall be added such further material...statements, in the light of the circumstances under which they are made, not misleading. [13 FB 9323] § 240.12b-21 Information unknown or not available.... | |
 | 1998 - 784 páginas
...information. In addition to the information expressly required to be included in a registration statement, the Investment Advisers Act of 1940 (15 USC 80b-l...(15 USC 78aaa et seq.) and the provisions of Rule 10 which they are made, not misleading. [Reg. C. 12 FR 4072, June 24.1947] } 230.409 Information unknown... | |
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In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, as may be necessary to make the required statements, in the light of the circumstances under which... 
