 | United States - 2000 - 1216 páginas
...exempted from prohibitions of this section shares of any bank holding company the activities of which were determined to be so closely related to banking or...controlling banks as to be a proper incident thereto, which further provided that for purposes of this subsection it was not closely related to banking or... | |
 | 2002 - 1006 páginas
...company. (Interprets and applies 12 USC 1843 (a) (1), (2), and (c)(9)) [36 FR 21808, Nov. 16, 1971] § 225.125 Investment adviser activities. (a) Effective...and 32 of the Banking Act of 1933 (12 USC 24, 377, 378, 78) (sometimes referred to hereinafter as the "Glass-Steagall Act provisions") and the US Supreme... | |
 | 1999 - 862 páginas
...(Interprets and applies 12 USC 1843 (a) (1), (2), and (c)(9)) [36 FR 21808. Nov. 16, 1971] §225.126 Investment adviser activities. (a) Effective February...and 32 of the Banking Act of 1933 (12 USC 24, 377, 378, 78) (sometimes referred to hereinafter as the "Glass-Steagall Act provisions") and the US Supreme... | |
 | 1997 - 852 páginas
...(Interpretó and applies 12 USC 1843 (a) (1), (2), and (c)(9)) [36 FR 21808. Nov. 16, 1971] 1 225.126 Investment adviser activities. (a) Effective February...and 32 of the Banking Act of 1933 (12 USC 24, 377, 378, 78) (sometimes referred to hereinafter as the "Glass-Steagall Act provisions") and the US Supreme... | |
 | 1994 - 858 páginas
...and applies 12 US с 1843 (a) (1), (2). and (cX9)) [36 FR 21806. NOT. 16. 1971] 1 225.125 Invert ment adviser activities. (a) Effective February 1, 1972,...and 32 of the Banking Act of 1933 (12 USC 24, 377, 378, 78) (sometimes referred to hereinafter as the "Glass-Steagall Act provisions") and the US Supreme... | |
 | 1980 - 1458 páginas
...§ 225.4(a) of Regulation Y to add “serving as investment adviser, as defined in section 2(aX2O) of the Investment Company Act of 1940, to an investment...proper incident thereto. During the course of the Board¿s consIderation of this amendment several questions arose as to the scope of such activity,... | |
 | United States. Congress. House. Committee on Banking and Currency - 1973 - 656 páginas
...which the Board after due notice and opportunity for hearing has determined (by order or regulation) to be so closely related to banking or managing or...controlling banks as to be a proper incident thereto. In determining whether a particular activity is a proper incident to banking or managing or controlling... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1974 - 278 páginas
...holding company's control or ownership of "shares of any company the activities of which the Board . . . has determined ... to be so closely related to banking...controlling banks as to be a proper incident thereto. In determining whether a particular activity is a proper incident to banking or managing or controlling... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1976 - 510 páginas
...non-banking activities such "activities . . . which the Board after due notice and opportunity for hearing has determined to be so closely related to banking...controlling banks as to be a proper incident thereto." The 1970 Act also directed the Board to permit only banking-related activities which could reasonably... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1976 - 344 páginas
...which the Board after due ""tice and opportunity for hearing has determined (by order or regulation) to be so closely related to banking or managing or...controlling banks as to be a proper incident thereto. In determining whether a particular activity is a proper incident to banking or managing or controlling... | |
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serving as investment adviser, as defined in section 2(a)(20) of the Investment Company Act of 1940, to an investment company registered under that Act" to the list of activities it has determined to be so closely related to banking or managing or controlling... 
