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action additional agency agreement amended amount applicable appropriate assets authorized balance bank's Board branch charges consumer copies Corporation creditor deposit depository described determined director disclosed disclosure documents effect electronic equity error exchange exemption extension Federal Reserve filed financial institution foreign funds furnished given held income Instruction interest investment involved issued Item lease less liability limited loan material maturity means meeting member bank ment notes notice obligation offer operating option otherwise paragraph participant party payment percent period person position present prior proxy purchase pursuant reasonable received reference regarding registered regulation relating request Reserve Bank respect securities security holders serve shares similar solicitation specified statement subsidiaries System term terminal tion transaction transfer United vote withdrawal written
Página 109 - control" (including the terms "controlling", "controlled by", and "under common control with") means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract, or otherwise.
Página 334 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Página 215 - System and that consideration has been given to the financial history and condition of the bank, the adequacy of its capital structure. its future earnings prospects, the general character of its management, the convenience and needs of the community to be served by the bank, and whether or not its corporate powers are consistent with the purposes of the Federal Deposit Insurance Act.
Página 467 - serving as investment adviser, as defined in section 2(a)(20) of the Investment Company Act of 1940, to an investment company registered under that Act" to the list of activities it has determined to be so closely related to banking or managing or controlling banks as to be a proper incident thereto.
Página 182 - The information called for by paragraph (b) (3) or (c) (2) need not be given as to payments made on an actuarial basis pursuant to any group pension plan which provides for fixed benefits in the event of retirement at a specified age or after a specified number of years of service.
Página 284 - branch" as used in this section shall be held to include any branch bank, branch office, branch agency, additional office, or any branch place of business located in any State or Territory of the United States or in the District of Columbia at which deposits are received, or checks paid, or money lent.
Página 138 - The Commission will not recognize any certified public accountant or public accountant as independent who is not in fact independent. For example, an accountant will be considered not independent with respect to any person or any of its parents...
Página 202 - Material incorporated by reference shall be clearly identified in the reference by page, paragraph, caption or otherwise. An express statement that the specified matter is incorporated by reference shall be made at the particular place in the statement where the Information is required.
Página 160 - In addition to the information expressly required to be included in a statement or report, there shall be added such further material information, if any, as may be necessary to make the required statements, in the light of the circumstances under which they are made, not misleading.
Página 171 - ... the approximate number of such employees or employees of any other person (naming such other person) who will solicit security holders. (4) State the total amount estimated to be spent and the total expenditures to date for, in furtherance of, or in connection with the solicitation of security holders.