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" ... of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof. "
Small Business Investment Program, Hearings Before ... , 88-2, Pursuant to H ... - Página 42
por United States. Congress. House. Select Committee on Small Business - 1964 - 243 páginas
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...contract, arrangements or understandings with any person with respect to any securities of the issuer, including, but not limited to joint ventures, loan...or calls, guarantees against loss or guarantees of profit, division of losses or profits, or the giving or withholding of proxies. If so, name the parties...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...contract, arrangements or understandings with any person with respect to any securities of the issuer, Including, but not limited to joint ventures, loan...puts or calls, guarantees against loss or guarantees § 240.140-103 oí proflt, division of losses or profits, or the giving or withholding of proxies,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1977 - 970 páginas
...contracts, arrangements or understandings with any person with respect to any securities of the bank, including but not limited to Joint ventures, loan or option arrangements, puts or calls, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...contract, arrangements or understandings with any person with respect to any securities of the issuer, including, but not limited to joint ventures, loan or option arrangements, puts or calls, guarantee? against loss or guarantees of profit, division of losses or profits, or the giving or withholding...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971 - 600 páginas
...understandings relating to securities of the bank, to which a participant is a party, such as joint venture or option arrangements, puts or calls, guarantees against loss, or guarantees of profit or arrangements as to the division of losses or profits or with respect to the giving or withholding...
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The Code of Federal Regulations of the United States of America

1971 - 592 páginas
...understandings relating to securities of the bank, to which a participant is a party, such as joint venture or option arrangements, puts or calls, guarantees against loss, or guarantees of profit or arrangements as to the division of losses or profits or with respect to the giving or withholding...
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Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...contracts, arrangements, or understandings with any person with respect to any securities of the Issuer, including but not limited to joint ventures, loan or option arrangements, puts or calls, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding...
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The Insurance Industry: Hearings Before the Subcommittee on Antitrust and ...

United States. Congress. Senate. Committee on the Judiciary - 1968 - 914 páginas
...loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into,...
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