 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...stockholders and their friends and so would be exempt from registration pursuant to the exemption provided by Section 4(1) of the Act for transactions by an Issuer not Involving a public offering. Even aside from the fact tliat In applying for an exemption pursuant to Regulation... | |
 | 1980 - 680 páginas
...public benefits of registration were too remote. Among these exemptions is that provided by section 4(2) of the Act for transactions by an issuer not involving any public offering. The courts and the Commission have interpreted the section 4(2) exemption to be available for offerings... | |
 | 1979 - 1228 páginas
...public benefits of registration were too remote. Among these exemptions is that provided by section 4(2) of the Act for transactions by an issuer not involving any public offering. The courts and the Commission have interpreted the section 4(2) exemption to be available for offerings... | |
 | 1978 - 1252 páginas
...public benefits of registration were too remote. Among these exemptions is that provided by section 4(2) of the Act for transactions by an issuer not involving any public offering. The courts and the Commission have interpreted the section 4(2) exemption to be available for offerings... | |
 | United States. Securities and Exchange Commission - 1968 - 76 páginas
...offered abroad. This specifically concerns the application of the exemption from registration provided by the second clause of Section 4(1) of the Act for...an issuer not involving any public offering," the requirements for which were discussed in detail in Securities Act Release No. 4552. Generally, transactions... | |
 | United States. Securities and Exchange Commission - 1970 - 120 páginas
...the application of the exemption from registration provided by the second clause of section 4 (I)2 of the Act for "transactions by an issuer not involving any public offering," the requirements for which were discussed in detail in Securities Act Release No. 4552. Gen1 Now section... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 800 páginas
...1a33, release No. 4552] SECURITIES AND EXCHANGE COMMISSION, Washington, DC, November 6, 1962. NONPURLIC OFFERING EXEMPTION The Commission today announced...securities with institutions, and the promotion of a bnsdness venture by a few closely related persons. However, an increasing tendency to rely upon the... | |
 | United States. Congress. Senate. Committee on Commerce - 1974 - 280 páginas
...benefits of registration were too remote.1 Among these exemptions is that provided by Section 4(2) of the Act for transactions by an issuer not involving any public offering ("private placements"). This exemption was originally intended to permit an issuer to make a specific... | |
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Among these exemptions is that provided by section 4(2) of the Act for transactions by an issuer not involving any public offering. 