 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...to read : "SEC. 12. (a) It shall be unlawful for any person, by the use of the mail* or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the -use of his name to solicit any proxy or consent or authorization... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange— (1) To effect any fictitious transaction in any security registered on a national... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange — (1) To effect any fictitious transaction in any security registered on a national... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 604 páginas
...person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange — (1) To effect any fictitious transaction in any security registered on a national... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...person by the use of the mails or of any means or instrumentality of transportation or communication in interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
 | United States. Securities and Exchange Commission - 1936 - 1320 páginas
...exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any prosy or consent or authorization... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...: It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any...or for any member of a national securities exchange — To effect, alone or with one or more other persons, a series of transactions in any security registered... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...for any person, directly or indirectly, by the use of the mails or any means or instrumentality or interstate commerce, or of any facility of any national...for any member of a national securities exchange- "(2) To effect, alone or with one or more other persons, a series of transactions in any security registered... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...Proxies SECTION 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or consent or authorization... | |
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It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy... 
