Voting Rights in Major Corporations: A Staff StudyU.S. Government Printing Office, 1978 - 799 páginas |
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Página 342
... PARTICIPANT QUANTITY QUANTITY PARTICIPANT QUANTITY DATE PARTICIPANT PAGE QUANTITY ADVEST CO FAULKNER D MIDWEST EX SUTRO INC AG EDWARDS 32,913 FID UN TR . 100 62 MITCHELL N 11.800 THOMSON 11.771 573 ALEX BROWN 3,486 987 FIDUCIARY 123,953 ...
... PARTICIPANT QUANTITY QUANTITY PARTICIPANT QUANTITY DATE PARTICIPANT PAGE QUANTITY ADVEST CO FAULKNER D MIDWEST EX SUTRO INC AG EDWARDS 32,913 FID UN TR . 100 62 MITCHELL N 11.800 THOMSON 11.771 573 ALEX BROWN 3,486 987 FIDUCIARY 123,953 ...
Página 343
... PARTICIPANT FAGE QUANTITY SECURITY DESCRIPTION PARTICIPANT cont CUSIP QUANTITY PARTICIPANT QUANTITY PARTICIPANT QUANTITY 902 CHASE MANN 221 968 ' CIT SO NO 908 CITIBANK 212 COGGESHALL 286 COWEN CO 997 CUST SER 3 DOMINICK 52,600 16.000 ...
... PARTICIPANT FAGE QUANTITY SECURITY DESCRIPTION PARTICIPANT cont CUSIP QUANTITY PARTICIPANT QUANTITY PARTICIPANT QUANTITY 902 CHASE MANN 221 968 ' CIT SO NO 908 CITIBANK 212 COGGESHALL 286 COWEN CO 997 CUST SER 3 DOMINICK 52,600 16.000 ...
Página 345
... PARTICIPANT 1 PAGE QUANTITY NAME 1 03 BROADCAST CO 00000000 American Broadcasting Co. SECURITY POSITION LISTING 024735 10 2 103 SECURITY DESCRIPTION CODE CUSIP PARTICIPANT ¡ QUANTITY PARTICIPANT PARTICIPANT QUANTITY QUANTITY NUMBER NAME ...
... PARTICIPANT 1 PAGE QUANTITY NAME 1 03 BROADCAST CO 00000000 American Broadcasting Co. SECURITY POSITION LISTING 024735 10 2 103 SECURITY DESCRIPTION CODE CUSIP PARTICIPANT ¡ QUANTITY PARTICIPANT PARTICIPANT QUANTITY QUANTITY NUMBER NAME ...
Página 347
... PARTICIPANT QUANTITY PARTICIPANT QUANTITY PARTICIPANT QUANTITY NUMBER NAME NUMBER NAME NUMBER NAM : 22 ADAMS PECK 375 919 FST NB S L 2.695 778 NEWHARD 107 ADVEST CO 11,613 S GOLDMAN 74,729 438 OPPEN & CO 16,502 201 AG EDWARDS 5,181 759 ...
... PARTICIPANT QUANTITY PARTICIPANT QUANTITY PARTICIPANT QUANTITY NUMBER NAME NUMBER NAME NUMBER NAM : 22 ADAMS PECK 375 919 FST NB S L 2.695 778 NEWHARD 107 ADVEST CO 11,613 S GOLDMAN 74,729 438 OPPEN & CO 16,502 201 AG EDWARDS 5,181 759 ...
Página 348
... PARTICIPANT QUANTITY PARTICIPANT QUANTITY PARTICIPANT QUANTITY NUMBER NAME NUVAR NAW NUMBER NAME NUMBER 107 ADVEST CO 2.172 942 MIDWEST EX 1.317 201 AG EDWARDS 1,853 62 MITCHELL M 2,800 573 ALEX BROWN 410 781 MOORE 2.235 370 ASTEL CO ...
... PARTICIPANT QUANTITY PARTICIPANT QUANTITY PARTICIPANT QUANTITY NUMBER NAME NUVAR NAW NUMBER NAME NUMBER 107 ADVEST CO 2.172 942 MIDWEST EX 1.317 201 AG EDWARDS 1,853 62 MITCHELL M 2,800 573 ALEX BROWN 410 781 MOORE 2.235 370 ASTEL CO ...
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Términos y frases comunes
15 SHAREHOLDERS VOTE 20 SHAREHOLDERS 201 AG EDWARDS 25 SHAREHOLDERS VOTE 30 BACHE 352 BEAR STERN 87 BLYTH EAST ADVEST Aetna American BAIRD Bank & Trust Bank Of Detroit Bankamerica Corp Bankers Trust Co BROWN BROS Chase Manhattan Corp Citibank Company corporations CUSIP Employees Retirement System Growth Fund Guaranty Trust Co Hartford HOLDINGS Voting Power Income Fund Insur Co Investment Lord Abbett MANAGED HOLDINGS Voting Managed of Votes Management Corp MARINE MID Mellon Bank MIDWEST EX Morgan Guaranty Trust NAME NUMBER NAME Name of Parent NUMBER NAME NUMBER Number Total Managed Parent Investor PARTICIPANT QUANTITY PARTICIPANT Pension Percent Total Number Power Percent Total PRINCIPAL STOCKHOLDERS QUANTITY PARTICIPANT QUANTITY SEC SET CP SECURITY POSITION LISTING SHAREHOLDERS VOTE TOP Subsidiaries Teachers Retirement System TIAA-CREF TOP 10 SHAREHOLDERS TOP 5 SHAREHOLDERS Total Total Managed TOTAL VOTES TOTALS TOP Treas Votes Votes Holdings Voting Power Percent WHITE WELD York
Pasajes populares
Página 526 - ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract...
Página 540 - ... that notice of this order shall be given to the general public by depositing a copy in the Office of the Secretary of the Commission at Washington, DC, and by filing it with the Director, Office of the Federal Register.
Página 628 - Congress and some Federal commissions have on occasion established limits on institutional levers of corporate control, principally regarding stockholders. But neither the Congress, nor the commissions, nor the executive branch can fully evaluate the total effect of concentration — the impact of the several levers of corporate control exercised by banks and other major investors throughout industry groups and the economy as a whole. Meanwhile, the portfolio companies in which a few banks have substantial...
Página 606 - Finally, in the corporate system, the 'owner' of industrial wealth is left with a mere symbol of ownership while the power, the responsibility and the substance which have been an integral part of ownership in the past are being transferred to a separate group in whose hands lies control.
Página 768 - ... proportions following, that is to say : For one share, and not more than two shares, one vote ; for every two shares above two, and not exceeding ten, one vote ; for every four shares above ten, and not exceeding thirty, one vote ; for every six shares above thirty, and not exceeding sixty, one vote; for every eight shares above sixty, and not exceeding one hundred, one vote; and for every ten shares above one hundred, one vote ; but no person, copartnership, or body politic, shall be entitled...
Página 496 - Mergers, which would not otherwise take place, may aleo be fostered by the influential position of banks with one or more companies involved. The ties between banks and other corporations may also unduly restrict the sources of credit available to competing businesses which do not have the same links with banks. This, too. is a form of restraint on competition. In addition, there are a number of serious conflict of interest problems that arise from extensive interrelationships between banks and ether...
Página 535 - Investee" means a corporation that Issued voting stock held by an Investor. (c) "Corporate Joint venture" Is a company owned and operated by a small group of businesses as a separate and specific business or project for the mutual benefit of the members of the group.
Página 607 - The shareholder in the modern corporate situation has surrendered a set of definite rights for a set of indefinite expectations...
Página 498 - What this all adds up to is that the major banking institutions in this country are emerging as the single most important force in the economy, both through the huge overall financial, resources at their command and through the 'concentration of these resources and other interrelationships with a large part of the nonbanking business community in the country.
Página 498 - When the power of these financial institutions, in the combination which appears to be evolving, is examined in connection with their power — both existing and potential — over a large part of the nonfinancial sectors of our economy, the picture is complete. The kind of snowballing economic power described in this study, with its literally thousands of interlocking relationships, is a situation which can only be ignored at great peril.