 No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,...  The Code of Federal Regulations of the United States of America - Página 3501969Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 1050 páginas
...to read as follows : " SEC. 32. No officer, director, or employee of any corporation or unincorpoled association, no partner or employee of any partnership,...officer, director, or employee of any member bank except hi limited classes of cases in which the Federal Reserve Board may allow such service by general... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 368 páginas
...January 1, 1936. section 32 of the Banking Act of 1933, as amended, is amended to read as follows : primarily engaged in the issue, flotation, underwriting,...officer, director, or employee of any member bank except in limited classes of cases* in which the Federal Reserve Board may allow such service by general... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1935 - 1048 páginas
...corporation or unincorporated association, no partner or employee of any partnership, and no individual. 1 primarily engaged in the issue, flotation, underwriting,...bonds, or other similar securities, shall serve at the sanie time as an officer, director, or employee of any member bank except in limited classes of cases... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1026 páginas
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court - 1947 - 1006 páginas
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1000 páginas
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | 1979 - 1462 páginas
...underwriting has accounted for no more than one-half of 1 percent of that amount. (c) Section 32 provides that "No officer, director, or employee of any corporation...stocks, bonds, or other similar securities, shall serve the same time (sic) as an officer, director, or employee of any member bank * * *" (d) In interpreting... | |
 | 1970 - 540 páginas
...employee of a holding company proposed to be organiza by a member bank to own all the stock of such bank. (b) Section 32 provides in relevant part that: "No...retail, or through syndicate participation, of stocks, bonos, or other similar securities, shall serve Cat] the same time as an officer, director, or employee... | |
 | 1971 - 600 páginas
...Under section 32 of the Banking Act of 1933 (49 Stat. 709; 12 USC 78), except as stated in § 218.2, no officer, director, or employee of any corporation...participation, of stocks, bonds, or other similar securities, can legally be at the same time an officer, director, or employee of any member bank of the Federal... | |
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