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" ... under common control with, the person specified. (b) Control. The term "control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction... "
The Safe banking act of 1977: hearings before the Subcommittee on Financial ... - Página 1025
por United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1977
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volumen348

United States. Interstate Commerce Commission - 1975 - 1066 páginas
...herein, means the possession directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall...
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Interstate Commerce Commission Reports: Reports and Decisions of ..., Volumen348

United States. Interstate Commerce Commission - 1975 - 1030 páginas
...herein, means the possession directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 páginas
...defined as "the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise". Respondents state that they reasonably believed that the companies classified as customers were not...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, lay contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...directly or indirectly, of the power to direct or cause the direction of the management and policies of i person, whether through the ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term...
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The Code of Federal Regulations of the United States of America ..., Libro 3

1943 - 1104 páginas
..."control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two persons (individuals,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...defined to mean "the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through...of voting securities, by contract, or otherwise." The Commission has reasonable grounds to believe that in 1934 general proxies, to remain in full force...
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Decisions and Orders, Volumen1

United States. Bituminous Coal Division - 1943 - 1380 páginas
..."control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether through...ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons (individuals, firms,...
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Code of Federal Regulations: 1949-1984

1969 - 1140 páginas
...reflected on the bank's published financial statements. § 337.3 Insider Transaction. (a) Definitions— (1) Bank. The term "bank" means an insured State nonmember...voting securities, by contract, or otherwise. (4) Insider. The term "insider" means any officer or employee who participates or has authority to participate...
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