 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...Commission by rules and regulations may exempt as not comprehended within the punxise of this subsection of preventing the unfair use of information which...director, or officer by reason of his relationship to the issuer. (c) It shall be unlawful for any such person, directly or indirectly, to sell any such registered... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...regulations may exempt as not comprehended within the purpose of this subsection of preventing the unfair nse of information which may have been obtained by such...director, or officer by reason of his relationship to the issuer. (c) It shall be unlawful for any such person, directly or indirectly, to sell any such registered... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...calendar month *nd of the changes in such ownership that have occurred during such calendar month. (b) For the purpose of preventing the unfair use of information which may have been obtained by such officer, director, or other affiliate by reason of his relationship to snch registered holding company... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...calendar month tod o{ the changes in such ownership that have occurred during such calendar month. (b) For the purpose of preventing the unfair use of information which may hire been obtained by such officer, director, or other affiliate by reason of his relationship to such... | |
 | United States - 1938 - 48 páginas
...the calendar month and such changes in his ownership as have occurred during such calendar month. (b) For the purpose of preventing the unfair use of information...director, or officer by reason of his relationship to the issuer, any profit realized by him from any purchase and sale, or any sale and purchase, of any equity... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...applicable to officers and directors of registered holding companies. This section provides In part : For the purpose of preventing the unfair use of Information which may have been obtained by any such officer or director by reason of bis relationship to such registered holding company or any... | |
 | United States. Congress. House. Committee on Appropriations - 1938 - 1086 páginas
...Reports at frequent intervals are required of insiders as to their trading in their company's securities for the purpose of preventing the unfair use of information which may come to them in their position. These are being regularly received by the Commission and are carefully... | |
 | United States - 1953 - 1692 páginas
...the calendar month and such changes in his ownership as have occurred during such calendar month. (b) cate of incorporation, and certificates received or...of this chapter. All such papers shall be kept on issuer, any profit realized by him from any purchase and sale, or any sale and purchase, of any equity... | |
 | United States - 1944 - 296 páginas
...calendar month and of the changes in such ownership that have occurred during such calendar month. (b) For the purpose of preventing the unfair use of information which may haA'e been obtained by any such officer or director by reason of his relationship to such registered... | |
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For the purpose of preventing the unfair use of information which may have been obtained by such beneficial owner, director, or officer by reason of his relationship to the issuer... 
