The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1971 The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Página 31
... prior rulings of this Office , that the $ 570,000 School Building Revenue Bonds , Series of 1964 , of the Corry Area Schools Authority , Erie and Warren Counties , Pennsylvania , are “ public securities " as set forth in § 1.3 ( e ) and ...
... prior rulings of this Office , that the $ 570,000 School Building Revenue Bonds , Series of 1964 , of the Corry Area Schools Authority , Erie and Warren Counties , Pennsylvania , are “ public securities " as set forth in § 1.3 ( e ) and ...
Página 61
... prior charge of amounts required to pay the debt service on previ- ously issued Veterans ' Bonus Bonds . The unpledged portion of the beer tax now amounts to $ 17 million per year . ( 3 ) Under the Act a Bond Security and Redemption ...
... prior charge of amounts required to pay the debt service on previ- ously issued Veterans ' Bonus Bonds . The unpledged portion of the beer tax now amounts to $ 17 million per year . ( 3 ) Under the Act a Bond Security and Redemption ...
Página 103
... prior to the effective date thereof . ( f ) Exceptions . If the Comptroller finds that notice of and public participa- tion in a proposed regulation is imprac- tical , unnecessary , or contrary to the public interest , or there is good ...
... prior to the effective date thereof . ( f ) Exceptions . If the Comptroller finds that notice of and public participa- tion in a proposed regulation is imprac- tical , unnecessary , or contrary to the public interest , or there is good ...
Página 116
... prior payment in full of all deposit lia- bilities of the Bank , whether outstanding at the date of the Capital Notes or incurred after the date of the Capital Notes . Capital Notes or debentures so limited have all of the protective ...
... prior payment in full of all deposit lia- bilities of the Bank , whether outstanding at the date of the Capital Notes or incurred after the date of the Capital Notes . Capital Notes or debentures so limited have all of the protective ...
Página 128
... prior to the bank's annual meeting , but in no event later than 60 days after the close of the fiscal year . ( b ) On and after May 1 , 1965 , com- pliance with the requirements of § 10.4 shall be deemed a registration under section 12 ...
... prior to the bank's annual meeting , but in no event later than 60 days after the close of the fiscal year . ( b ) On and after May 1 , 1965 , com- pliance with the requirements of § 10.4 shall be deemed a registration under section 12 ...
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Términos y frases comunes
agreement amended amount annual percentage rate applicable assets bank holding company bank's banks under paragraph Board of Governors bonds to finance capital cash certificate City collateral Comptroller convertible security corporation County creditor Currency director disclosures District eligible for purchase employee eral exempt extension of credit faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed finance charge Form CC funds hearing holding by national interest investment issued lease rental maturity member bank ment national banks obligations officer operating paragraph Seventh participation payable payment percent period person principal prior proxy purpose pursuant registered Regulation requested to rule respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified subsidiary term thereof thority tion tional banks transaction underwriting and unlimited unlimited holding
Pasajes populares
Página 529 - The expressing of any views, argument, or opinion, or the dissemination thereof, whether in written, printed, graphic, or visual form, shall not constitute or be evidence of an unfair labor practice under any of the provisions of this Act, if such expression contains no threat of reprisal or force or promise of benefit.
Página 517 - This section does not preclude an employee from having a financial interest or engaging in financial transactions to the same extent as a private citizen not employed by the Government so long as it is not prohibited by law, the Executive order, or the regulations in this part.
Página 372 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Página 137 - ... including but not limited to transfer of any of the securities, joint ventures, loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof.
Página 116 - The total obligations to any national banking association of any person, copartnership, association, or corporation shall at no time exceed 10 per centum of the amount of the capital stock of such association actually paid in and unimpaired and 10 per centum of its unimpaired surplus fund. The term 'obligations...
Página 203 - associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...
Página 219 - Invitations for tenders. (1) No person, directly or indirectly, by use of the mails or by any means or instrumentality of interstate commerce or of any facility of a national securities exchange or otherwise, shall make a tender offer for, or a request or invitation for tenders of, any class of any equity security, which is registered pursuant to section 12 of the Act, of a bank if, after consummation thereof, such person...
Página 313 - No private banker or director, officer, or employee of any member bank of the Federal Reserve System or any branch thereof shall be at the same time a director, officer, or employee of any other bank, banking association, savings bank, or trust company organized under the National Bank Act or organized under the laws of any State or of the District of Columbia, or any branch thereof, except that the Board of Governors of the Federal Reserve System may by regulation permit such service as a director,...
Página 200 - To buy and sell, at home or abroad, bonds and notes of the United States, and bills, notes, revenue bonds, and warrants with a maturity from date of purchase of not exceeding six months, issued in anticipation of the collection of taxes or in anticipation of the receipt of assured revenues by any State, county, district, political subdivision, or municipality in the continental districts, such purchases to be made in accordance with rules and regulations prescribed by the Federal Reserve Board...
Página 483 - The limitations and restrictions herein contained as to dealing in, underwriting and purchasing for [the bank's] own account, investment securities shall not apply to obligations of the United States or general obligations of any State or of any political subdivision thereof," or certain other securities. In other words, national banks and member State banks are legally free (i) to underwrite such "exempt securities" and (ii) to invest therein without regard to the 10 percent limitation mentioned...