INTERSTATE AND FOREIGN COMMERCE HOUSE OF REPRESENTATIVES NINETY-FOURTH CONGRESS SECOND SESSION ON H.R. 12981 and H.R. 13737 BILLS TO AMEND THE INVESTMENT ADVISERS ACT OF COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HARLEY O. STAGGERS, West Virginia, Chairman TORBERT H. MACDONALD, Massachusetts JOHN E. MOSS, California JOHN D. DINGELL, Michigan PAUL G. ROGERS, Florida LIONEL VAN DEERLIN, California W. S. (BILL) STUCKEY, JR., Georgia RICHARDSON PREYER, North Carolina WILLIAM M. BRODHEAD, Michigan JAMES J. FLORIO, New Jersey ANTHONY TOBY MOFFETT, Connecticut JIM SANTINI, Nevada ANDREW MAGUIRE, New Jersey MARTIN A. RUSSO, Illinois SAMUEL L. DEVINE, Ohio JAMES T. BROYHILL, North Carolina JOHN Y. MCCOLLISTER, Nebraska H. JOHN HEINZ III, Pennsylvania W. E. WILLIAMSON, Clerk KENNETH J. PAINTER, Assistant Clerk Report of Securities Investor Protection Corp., on H.R. 12981_- Augenblick, Robert L., president, Investment Company Institute___ Bauman, W. Scott, Ph. D., executive director, Institute of Chartered Financial Analysts, and professor of business administration, Broome, O. Whitfield, Jr., Ph. D., examinations, ICFA, assistant Casey, John L., chairman, board of governors, Investment Counsel Croll, David B., Ph. D., program coordinator, ICFA, assistant pro- Dooley, Michael P., special counsel, ICFA, professor of law, Univer- Gillis, John T., counsel, Financial Analysts Federation.... Hills, Roderick M., Chairman, Securities and Exchange Commission__ Lilley, Theodore F., president, Financial Analysts Federation___ Potts, Ramsay D., counsel, Investment Counsel Association of Stern, Walter P., senior vice president, Capital Research Co., and president, the Institute of Chartered Financial Analysts--- Thielbar, Henry B., past president and governor, Investment Counsel American Bankers Association, Robert L. Bevan, associate Federal Association of Bank Holding Cos., Forrest J. Prettyman, general Investment Company Institute; attachments to Mr. Augenblick's Exhibit 1-Memorandum and amendment to require uniformity |