 | United States. Securities and Exchange Commission - 1946 - 152 páginas
...(d) The term "issuer" means the issuer of the security in respect of which the proxy is solicited ; beneficial interest or as to which such person serves...capacity, and (3) any relative or spouse of such person having the same home as such person ; (/) The• term "affiliate," used to indicate a relationship... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...of which such person is an officer or partner or directly or indirectly the beneficial owner of 10% or more of any class of equity securities, (2) any...beneficial interest or as to which such person serves as trastee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any...capacity, and (3) any relative or spouse of such person having the same home as such person ;" Situation under present rules. The present rules require a description... | |
 | 1970 - 540 páginas
...(whether referred to as an "affiliate" of, or a person "affiliated" with, a specified person) means a person that directly, or indirectly through one...spouse of such person, or any relative of such spouse, 206.1 §206.2 who has the same home as such person or who is a director or officer of the bank or any... | |
 | 1981 - 1486 páginas
...reasonably to be informed before buying or selling the security registered." (§ 206. 2(n).) 2"The term 'associate', when used to indicate a relationship...beneficial interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any... | |
 | 1978 - 1266 páginas
...ought reasonably to be informed before buying or selling the security registered." (§ 206.2(n>.) 2"The term 'associate', when used to indicate a relationship...has a substantial beneficial interest or as to which Footnotes continued on next page in any material transaction to which the bank was, or is to be, a... | |
 | 1983 - 844 páginas
...relationship with any person, means: (1) Any corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an...beneficial interest or as to which such person serves as a trustee or in a similar fiduciary capacity, and (3) Any relative or spouse of such person or any... | |
 | 1993 - 680 páginas
...relationship with any person, means: (1) Any corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an...substantial beneficial interest or as to which such 12 CFR Ch. Ill (1-1-93 Edition) person serves as a trustee or in a similar fiduciary capacity, and... | |
 | 1994 - 850 páginas
...subsidiary of the registrant < of which such person is an officer or partner or is. directly or Indirectly, the beneficial owner of 10 percent or more of any...person, or any relative of such spouse, who has the same tome as such person or who is a director or officer of the registrant or any of its parents or subsidiaries.... | |
 | 1967 - 798 páginas
...election as a director. An instruction to this item specifically excludes Indebtedness resulting from officer or partner or Is, directly or Indirectly,...beneficial Interest or as to which such person serves as a trustee or In a similar fiduciary capacity, and (3) any relative or spouse of such person, or any... | |
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... trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as such person or who is a director or officer of the bank or any of its parents or subsidiaries. 
