Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1977 |
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Página 178
... solicitation materials filled under Part 11 of the Regulations of the Comptroller of the Currency ( Part 11 of this chapter ) pursuant to sections 12 ( 1 ) , 14 ( a ) , and 14 ( c ) of the Securities Exchange Act of 1934 , as amended ...
... solicitation materials filled under Part 11 of the Regulations of the Comptroller of the Currency ( Part 11 of this chapter ) pursuant to sections 12 ( 1 ) , 14 ( a ) , and 14 ( c ) of the Securities Exchange Act of 1934 , as amended ...
Página 187
... Solicitation of proxies for sharehold- ers ' meeting . 7.4020 Director or attorney as proxy . DIRECTORS 7.4100 Number of directors . 7.1630 Exception 13 : Obligations as endorser 7.4105 or guarantor of installment con- sumer paper ...
... Solicitation of proxies for sharehold- ers ' meeting . 7.4020 Director or attorney as proxy . DIRECTORS 7.4100 Number of directors . 7.1630 Exception 13 : Obligations as endorser 7.4105 or guarantor of installment con- sumer paper ...
Página 208
... Solicitation of proxies for shareholders ' meeting . ( a ) Comptroller's regulation . Bolici- tation of a proxy with respect to stock of a national bank having a class of equity securities held of record by 750 or more persons ( after ...
... Solicitation of proxies for shareholders ' meeting . ( a ) Comptroller's regulation . Bolici- tation of a proxy with respect to stock of a national bank having a class of equity securities held of record by 750 or more persons ( after ...
Página 234
... solicit the information re- quired to be supplied by this Form from ap- plicants for registration as a transfer agent . Disclosure to the appropriate regulatory agency of the information requested in Form TA - 1 ( except for the ...
... solicit the information re- quired to be supplied by this Form from ap- plicants for registration as a transfer agent . Disclosure to the appropriate regulatory agency of the information requested in Form TA - 1 ( except for the ...
Página 243
... solicit proxies under section 14 of the Act , which statement or report has been filed with the Comptroller of the Currency , except that information con- tained in any such document shall be deemed to have been previously filed with or ...
... solicit proxies under section 14 of the Act , which statement or report has been filed with the Comptroller of the Currency , except that information con- tained in any such document shall be deemed to have been previously filed with or ...
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Términos y frases comunes
24 and accordingly agency amended applicable assets bank's banks under paragraph Board bonds to finance capital certificates City Civic Center Authority committed its faith Comptroller Comptroller's letter dated Corporation County credit in support Currency dealing deposit District eligible for purchase equity securities eral facilities faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System filed financial statements fiscal Form funds furnished holding by national income investment issuing these bonds lease rental agreement loan member bank ment mortgage national banks obligations operating options paragraph Seventh pay annual rentals percent period person possesses general powers powers of taxation proxy proxy statement purpose quired real estate requested to rule respect Revenue Bonds security holders Seventh of 12 shares solicitation specified suant subsidiaries thereof under paragraph thority tion tional banks transaction underwriting and unlimited unlimited holding
Pasajes populares
Página 256 - It is made, is false or misleading with respect to any material fact, or that omits to state any material fact necessary In order to make the statements therein not false or misleading or necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter that has become false or misleading.
Página 210 - No association shall make any loan or discount on the security of the shares of its own capital stock, nor be the purchaser or holder of any such shares, unless such security or purchase shall be necessary to prevent loss upon a debt previously contracted in good faith...
Página 184 - In computing any period of time prescribed or allowed by these rules, by the local rules of any district court, by order of court, or by any applicable statute, the day of the act, event, or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included, unless it is a Saturday, a Sunday, or a legal holiday...
Página 221 - equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Página 462 - Corporation may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Página 240 - ... trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as such person or who is a director or officer of the bank or any of its parents or subsidiaries.
Página 261 - The source and amount of funds or other consideration used or to be used in making the purchases, and if any part of the purchase price or proposed purchase price is represented...
Página 409 - control" (including the terms "controlling", "controlled by", and "under common control with") means the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership of voting securities, by contract, or otherwise. (g) The term "employee" does not include a director, trustee, or officer.
Página 406 - States, and bills, notes, revenue bonds, and warrants with a maturity from date of purchase of not exceeding six months, issued in anticipation of the collection of taxes or in anticipation of the receipt of assured revenues by any State, county, district, political subdivision, or municipality in the continental United States, including irrigation, drainage and reclamation districts...
Página 410 - material", when used to qualify a requirement for furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security registered.