Search Images Maps Play YouTube News Gmail Drive More »
Sign in
Libros Libros
" For the purpose of creating a false or misleading appearance of active trading in any security registered on a national securities exchange, or a false or misleading appearance with respect to the market for any such security... "
Nomination of William J. Casey: Hearings, Ninety-second Congress, First ... - Página 442
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 785 páginas
Vista completa - Acerca de este libro

Decisions and Reports, Volumen38

United States. Securities and Exchange Commission - 1960
...any national securities exchange to create a false or misleading impression of active trading in a security registered on a national securities exchange,...with respect to the market for any such security, by effecting transactions which involve no change in beneficial ownership ; or for any person to bid...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955
...exchange, or for any member of a national securities exchange -- "(1) For the purpose of creating a false or misleading appearance of active trading in any...national securities exchange, or a false or misleading orders5 and effecting wash transactions6 on the Chicago Stock Exchange ("the Exchange") in the common...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1941
...securities exchange "for the purpose of creating a false or misleading appearance of active trading ... or a false or misleading appearance with respect to the market for any such security." Paragraph (2) of Section 9 (a) provides that it is illegal to "effect, alone or with one or more other...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940
...the purpose of creating a false or misleading appearance of active trading in * * * AO Smith stock" or "* * * a false or misleading appearance with respect to the market for such security * * *." The requirement of specific purpose is here more stringent than in the case of...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen39

United States. Securities and Exchange Commission - 1962
...national securities exchange (1) to create a false or misleading Impression of active trading In i security registered on a national securities exchange or a false or misleading Impression with respect to the market for any such security, by effecting transactions which UTolre...
Vista completa - Acerca de este libro

Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1964
...exchange, or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading appearance of active trading in any...such security, (A) to effect any transaction in such Becurity which involves no change in the beneficial ownership thereof, or (B) to enter an order or...
Vista completa - Acerca de este libro

Study of Securities and Exchange Commission: Hearings Before a ..., Partes1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1224 páginas
...of the mails and other instrumentalities of interstate commerce for the purpose of creating a false or misleading appearance of active trading in any security registered on a national exchange. Is that substantially correct? Mr. HELLER. To what extent is section 9 effective in governing...
Vista completa - Acerca de este libro

SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 640 páginas
...exchange, or for any member of a national securities exchange— (1) For the purpose of creating a false or misleading appearance of active trading in any...purchase of such security with the knowledge that in order or orders of substantially the same size, at substantially the same time and at substantially...
Vista completa - Acerca de este libro

Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959
...exchange, or for any member of a uatinnal securities exchange — (1) For the purpose of creating a fable or misleading appearance of active trading in any...which involves no change in the beneficial ownership thenof, or i 11) to enter an order or orders for the purchase of such security with the knowledge that...
Vista completa - Acerca de este libro

SEC Legislation, Hearings Before a Subcommittee ...,86-1 on ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 640 páginas
...exchange, or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading appearance of active trading in any...exchange, or a false or misleading appearance with reflect to the market for any such security, (A) to effect any transaction in such security which involves...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF