 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...any national securities exchange to create a false or misleading impression of active trading in a security registered on a national securities exchange,...with respect to the market for any such security, by effecting transactions which involve no change in beneficial ownership ; or for any person to bid... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 páginas
...exchange, or for any member of a national securities exchange -- "(1) For the purpose of creating a false or misleading appearance of active trading in any...national securities exchange, or a false or misleading orders5 and effecting wash transactions6 on the Chicago Stock Exchange ("the Exchange") in the common... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...securities exchange "for the purpose of creating a false or misleading appearance of active trading ... or a false or misleading appearance with respect to the market for any such security." Paragraph (2) of Section 9 (a) provides that it is illegal to "effect, alone or with one or more other... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...the purpose of creating a false or misleading appearance of active trading in * * * AO Smith stock" or "* * * a false or misleading appearance with respect to the market for such security * * *." The requirement of specific purpose is here more stringent than in the case of... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...national securities exchange (1) to create a false or misleading Impression of active trading In i security registered on a national securities exchange or a false or misleading Impression with respect to the market for any such security, by effecting transactions which UTolre... | |
 | United States - 1964 - 356 páginas
...exchange, or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading appearance of active trading in any...such security, (A) to effect any transaction in such Becurity which involves no change in the beneficial ownership thereof, or (B) to enter an order or... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 páginas
...of the mails and other instrumentalities of interstate commerce for the purpose of creating a false or misleading appearance of active trading in any security registered on a national exchange. Is that substantially correct? Mr. HELLER. To what extent is section 9 effective in governing... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...exchange, or for any member of a uatinnal securities exchange — (1) For the purpose of creating a fable or misleading appearance of active trading in any...which involves no change in the beneficial ownership thenof, or i 11) to enter an order or orders for the purchase of such security with the knowledge that... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...exchange, or for any member of a national securities exchange — (1) For the purpose of creating a false or misleading appearance of active trading in any...exchange, or a false or misleading appearance with reflect to the market for any such security, (A) to effect any transaction in such security which involves... | |
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For the purpose of creating a false or misleading appearance of active trading in any security registered on a national securities exchange, or a false or misleading appearance with respect to the market for any such security... 
