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" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud... "
Nomination of William J. Casey: Hearings, Ninety-second Congress, First ... - Página 443
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 785 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979
...this section, the SEC promulgated Rule 10b-5 which provides in pertinent part: ' "It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953
...upon the purchaser. Section 10 of the Securities Exchange Act provides In part : It shall be unlawful for any person, directly or Indirectly, by the use...instrumentality of Interstate commerce or of the malls, • ••*••• (b) To use or employ. In connection with the purchase or sale of any security...
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Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955
...practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser." Section 10 (b) provides: "It shall be unlawful for...directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953
...are manipulative, deceptive, or otherwise fraudulent. Rule X-10B-5 provides : It shall be unlawful for any person, directly or Indirectly, by the use...Instrumentality of Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1946
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 páginas
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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Decisions and Reports, Volumen19

United States. Securities and Exchange Commission - 1951
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - 1953
...54. One form of action, see rule 2. § 78j. Manipulative and deceptive devices. It shall be unlawful s instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 130 páginas
...aa originally enacted — and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 130 páginas
...as originally enacted— and it has never been amended — provides that — "It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities...
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