It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, "(a) To employ any device, scheme, or artifice to defraud... Nomination of William J. Casey: Hearings, Ninety-second Congress, First ... - Página 443por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 785 páginasVista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1953 - 734 páginas
...upon the purchaser. Section 10 of the Securities Exchange Act provides In part : It shall be unlawful for any person, directly or Indirectly, by the use...instrumentality of Interstate commerce or of the malls, • ••*••• (b) To use or employ. In connection with the purchase or sale of any security... | |
| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser." Section 10 (b) provides: "It shall be unlawful for...directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...are manipulative, deceptive, or otherwise fraudulent. Rule X-10B-5 provides : It shall be unlawful for any person, directly or Indirectly, by the use...Instrumentality of Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of... | |
| United States. Securities and Exchange Commission - 1946 - 152 páginas
...(1) of the Act. Rule X-10B-5. Employment of Manipulative and Deceptive Devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities... | |
| United States - 1938 - 48 páginas
...security. REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| United States. Securities and Exchange Commission - 1951 - 862 páginas
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| United States - 1953 - 1692 páginas
...54. One form of action, see rule 2. § 78j. Manipulative and deceptive devices. It shall be unlawful s instrumentality of interstate commerce or of the mails, or of any facility of any national securities... | |
| |