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" No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers... "
Nomination of William J. Casey: Hearings, Ninety-second Congress, First ... - Página 443
por United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1971 - 785 páginas
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Decisions and Reports

United States. Securities and Exchange Commission - 1957
...means or Instrumentality of interstate commerce to effect any transaction in, or to induce the parchase or sale of, any security (other than commercial paper,...other fraudulent device or contrivance. The Commission After appropriate notice, hearings were held before a hearing officer. Proposed findings and briefs...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent....
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Regulation of Over-the -counter Markets, Hearings Before ..., 75-3 on S ...

United States. Congress. Senate. Banking and Currency Committee - 1938 - 131 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent....
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1941
...to Induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent....
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Decisions and Reports, Volumen28

United States. Securities and Exchange Commission - 1955
...to induce the purchase or sale of, any security (other man commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...for the purposes of this subsection, by rules and regulations define such devices or contrivances as are manipulative, deceptive, or otherwise fraudulent."...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 44 páginas
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...contrivance. The Commission shall, for the purposes of tliis subsection, by rules and regulations define such devices or contrivances as are manipula-< tlve,...
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Regulation of Over-the-counter Markets. Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 89 páginas
...to induce the purchase or sale of any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...device or contrivance. The Commission shall for the purpose of this subsection by rules and regulations define such devices or contrivances as are manipulative,...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953
...to Induce the purchase or sale of, toy ieeorltjr (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...device or contrivance. The Commission shall, for the purpose* of this subsection, by rules and regulations define such devices or contrivances as are manipulative,...
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Regulation of Over-the-counter Markets: Hearings Before a Subcommittee of ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 89 páginas
...to induce the purchase or sale of any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...device or contrivance. The Commission shall for the purpose of this subsection by rules and regulations define such devices or contrivances as are manipulative,...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956
...to induce the purchase or sale of, any security (other than commercial paper, bankers' acceptances, or commercial bills) otherwise than on a national...fraudulent device or contrivance. The Commission shall, for tbe purposes of this sub-section, by rules and regulations define such devices or contrivance* as are...
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