INVESTMENT ADVISERS ACT AMENDMENTS OF 1976

United States. CONGRESS. Senate. Committee on
BANKING, HOUSING AND Urban Affairs Subcommittee
on SECURITIES.

HEARINGS

BEFORE THE

SUBCOMMITTEE ON SECURITIES

OF THE

COMMITTEE ON

BANKING, HOUSING AND URBAN AFFAIRS
UNITED STATES SENATE

NINETY-FOURTH CONGRESS

SECOND SESSION

ON

S. 2849

TO AMEND THE INVESTMENT ADVISERS ACT OF 1940 TO
AUTHORIZE THE SECURITIES AND EXCHANGE COMMISSION
TO PRESCRIBE STANDARDS OF QUALIFICATION AND FINAN-
CIAL RESPONSIBILITY FOR INVESTMENT ADVISERS, AND FOR
OTHER PURPOSES