United States Code ServiceLawyers Co-operative Publishing Company, 1975 |
Dentro del libro
Resultados 1-3 de 71
Página 453
... Purchase of five futures contracts for Japanese yen was not purchase of investment contracts , since , among others , plaintiffs gained no share in common enterprise nor expected profits solely from efforts of third party ; money ...
... Purchase of five futures contracts for Japanese yen was not purchase of investment contracts , since , among others , plaintiffs gained no share in common enterprise nor expected profits solely from efforts of third party ; money ...
Página 466
... purchase " within meaning of 15 USCS § 77b ( 11 ) ; term " purchase " should be interpreted in manner complimentary to " sale " which is defined in subsection ( 3 ) of § 77b . Securities & Exchange Com . v Guild Films Co. ( 1960 , CA2 ...
... purchase " within meaning of 15 USCS § 77b ( 11 ) ; term " purchase " should be interpreted in manner complimentary to " sale " which is defined in subsection ( 3 ) of § 77b . Securities & Exchange Com . v Guild Films Co. ( 1960 , CA2 ...
Página 541
... purchase particular security being offered only upon their agreements to purchase additional type of security of issuer , failure to disclose in registration statement that particular individuals were permitted to purchase one security ...
... purchase particular security being offered only upon their agreements to purchase additional type of security of issuer , failure to disclose in registration statement that particular individuals were permitted to purchase one security ...
Términos y frases comunes
82 S Ct Act 15 USCS action acts or practices affd alleged ALR Fed amended Annotation antitrust laws App DC Asso broker CCH Fed Secur cease and desist cert cert den civil Clayton Act 15 Commis Commission Act 15 constitutes Corp Court of Appeals DC Cal DC NY defendant desist order distributor effective date enforcement exemption F Supp false advertising Federal Trade Commission filed foreign corporation fur product interest interstate commerce investors issued issuer jurisdiction L Ed 2d manufacturer meaning of 15 ment method of competition misleading penalty person plaintiff preliminary injunction proceedings prohibited provisions of 15 purchase registration statement retail SEC Rule 10b-5 Secur L Rep Securities & Exchange Securities Act 15 seller selling Sherman Act sion Stat subpoena subsection substantial suit tion Trade Commission Act transacting business underwriter unfair method United USPQ venue violated 15 USCS violation of 15