United States Code ServiceLawyers Co-operative Publishing Company, 1975 |
Dentro del libro
Resultados 1-3 de 58
Página 451
... Investment contract arises where person is induced to invest money in common enterprise on representation that profits will result solely from efforts of promoter or third party ; com- modities futures broker did not enter into invest ...
... Investment contract arises where person is induced to invest money in common enterprise on representation that profits will result solely from efforts of promoter or third party ; com- modities futures broker did not enter into invest ...
Página 453
... investment contracts under Securities Act , where plaintiffs relied upon continuing efforts of defendants to bring about expected return , one defendant was in control of investment program , all transactions in market were at his ...
... investment contracts under Securities Act , where plaintiffs relied upon continuing efforts of defendants to bring about expected return , one defendant was in control of investment program , all transactions in market were at his ...
Página 502
... investment intent of purchasers . Livens v William D. Witter , Inc. ( 1974 , DC Mass ) 374 F Supp 1104 . Purchasers of unregistered stock which fur- nished investment letters to issuer were estopped from denying that sale was exempt as ...
... investment intent of purchasers . Livens v William D. Witter , Inc. ( 1974 , DC Mass ) 374 F Supp 1104 . Purchasers of unregistered stock which fur- nished investment letters to issuer were estopped from denying that sale was exempt as ...
Términos y frases comunes
82 S Ct Act 15 USCS action acts or practices affd alleged ALR Fed amended Annotation antitrust laws App DC Asso broker CCH Fed Secur cease and desist cert cert den civil Clayton Act 15 Commis Commission Act 15 constitutes Corp Court of Appeals DC Cal DC NY defendant desist order distributor effective date enforcement exemption F Supp false advertising Federal Trade Commission filed foreign corporation fur product interest interstate commerce investors issued issuer jurisdiction L Ed 2d manufacturer meaning of 15 ment method of competition misleading penalty person plaintiff preliminary injunction proceedings prohibited provisions of 15 purchase registration statement retail SEC Rule 10b-5 Secur L Rep Securities & Exchange Securities Act 15 seller selling Sherman Act sion Stat subpoena subsection substantial suit tion Trade Commission Act transacting business underwriter unfair method United USPQ venue violated 15 USCS violation of 15