United States Code ServiceLawyers Co-operative Publishing Company, 1975 |
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Resultados 1-3 de 62
Página 529
... Securities & Exchange Com . ( 1947 , CA1 ) 161 F2d 944 . Securities and Exchange Commission did not abuse discretion in failing to afford registrant requested informal conference absent showing that such conference would have been ...
... Securities & Exchange Com . ( 1947 , CA1 ) 161 F2d 944 . Securities and Exchange Commission did not abuse discretion in failing to afford registrant requested informal conference absent showing that such conference would have been ...
Página 546
... Securities & Exchange Com . ( 1955 , CA9 ) 225 F2d 255 . 2. Exclusive jurisdiction of Court of Appeals Order of Securities and Exchange Commission which temporarily suspended Regulation A ex- emption for stock of corporation and which ...
... Securities & Exchange Com . ( 1955 , CA9 ) 225 F2d 255 . 2. Exclusive jurisdiction of Court of Appeals Order of Securities and Exchange Commission which temporarily suspended Regulation A ex- emption for stock of corporation and which ...
Página 634
... Securities Act of 1933 need not be filed with Securities and Exchange Com- mission as prerequisite to investigation , if Com- mission possesses facts affording reasonable grounds for belief that violation of Act has occurred or is ...
... Securities Act of 1933 need not be filed with Securities and Exchange Com- mission as prerequisite to investigation , if Com- mission possesses facts affording reasonable grounds for belief that violation of Act has occurred or is ...
Términos y frases comunes
82 S Ct Act 15 USCS action acts or practices affd alleged ALR Fed amended Annotation antitrust laws App DC Asso broker CCH Fed Secur cease and desist cert cert den civil Clayton Act 15 Commis Commission Act 15 constitutes Corp Court of Appeals DC Cal DC NY defendant desist order distributor effective date enforcement exemption F Supp false advertising Federal Trade Commission filed foreign corporation fur product interest interstate commerce investors issued issuer jurisdiction L Ed 2d manufacturer meaning of 15 ment method of competition misleading penalty person plaintiff preliminary injunction proceedings prohibited provisions of 15 purchase registration statement retail SEC Rule 10b-5 Secur L Rep Securities & Exchange Securities Act 15 seller selling Sherman Act sion Stat subpoena subsection substantial suit tion Trade Commission Act transacting business underwriter unfair method United USPQ venue violated 15 USCS violation of 15