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" ... (A) the background and identity of all persons by whom or on whose behalf the purchases have been or are to be effected; (B) the source and amount of the funds or other consideration used or to be used in making the purchases... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 134
1979
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...retired, held in the treasury of the issuer or otherwise disposed of, indicating such disposition; and (3) The source and amount of funds or other consideration...the transaction and the names of the parties thereto ; and (b) The issuer has at any time within the past 6 months sent or given to its equity security...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - 400 páginas
...purchases, and- if any part of the purchase price or proposed purchase price is represented or is to be represented by funds or other consideration borrowed...for the purpose of acquiring, holding, or trading such security, a description of the transaction and the names of the parties thereto, except that where...
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...retired, held in the treasury of the issuer or otherwise disposed of, indicating such disposition; and (3) The source and amount of funds or other consideration...transaction and the names of the parties thereto; and (b) The issuer has at any time within the past 6 months sent or given to its equity security holders...
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The Code of Federal Regulations of the United States of America

1989 - 614 páginas
...the purchase is to be made and any plan or proposal for the disposition of such securities; and (3) The source and amount of funds or other consideration...transaction and the names of the parties thereto. (b) The issuing bank or any person described in section 13(e)(2) of the Act has at any time within...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 654 páginas
...such seuri ties; and (3) The source and amount of funds or ther consideration used or to be used a making the purchases, and, if any part of the purchase...transaction and the names of the parties thereto. (b) The issuing bank or any person described in section 13(e)(2) of the Act has at any time within...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 páginas
...disif. Indicating such disposition; e source and amount of funds or Dnsideration used or to be used ing the purchases, and If any part of the purchase price...transaction and the names of the parties thereto; and (b) The initial statement shall be accompanied by a fee payable to the Commission as required by...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...security holders. (f) Citizenship. Item 3. Source and Amount of Funds or Other Consideration. State the source and amount of funds or other consideration...purchase price or proposed purchase price is represented or Is to be represented by funds or other consideration borrowed or otherwise obtained for the purpose...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1982 - 448 páginas
...purchases, and, if any part of the purchase price or proposed purchase price is represented byfunds or other consideration borrowed or otherwise obtained...transaction and the names of the parties thereto. (b) The issuing bank or any person described in section 13(e)(2) of the Act has at any time within...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1975 - 828 páginas
...purchases, and If any part of the purchase price or proposed purchase price Is represented or is to be represented by funds or other consideration borrowed...holding, or trading the securities, a description of the transnotion and the names of the parties thereto. Instruction: If the source of funds Is a bail made...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 944 páginas
...(f) Citizenship. Item 3. Source and Amount of Funds or Other Consideration. State the source and the amount of funds or other consideration used or to...the purchases, and if any part of the purchase price is or will be represented by funds or other consideration borrowed or otherwise obtained for the purpose...
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